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The Trainers
Sonia Luna, CPA
Founder & Chief Executive Officer, SOX SOLUTIONS, INC. |
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Amit Dewan, CA
Compliance Manager,
SOX SOLUTIONS, INC. |
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Venue and Date
Bangalore,
Taj West End Hotel
December 10th & 11th, 2007
Time:
9:30 am - 5.30 pm |
| Who Will Benefit: |
- CEO
- CFO
- Controller
- Accounting Manager
- Audit Staff and Directors
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| Trainer Profile : |
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Sonia Luna, CPA is the Founder & Chief Executive Officer of SOX SOLUTIONS, INC., In 2004, Sonia Luna, CPA founded Sox Solutions, a boutique compliance consulting firm headquartered in Los Angeles, California with affiliate offices in Hong Kong, China and Bangalore, India. Ms. Luna has worked at Ernst & Young as a Compliance Audit Manager and Arthur Andersen LLP and has over 11 years of internal and external audit experience. Ms. Luna has a BS in Accounting from California State University at Northridge.
Amit Dewan, CA is a Compliance Manager with SOX Solutions Corp,he brings over eight years of professional experience to the function, which is supported by an extensive background in SOX compliance experience. Mr. Dewan has worked at American Express, as the Global Accounts: Control & Compliance; and SOX Testing Group. Mr. Dewan has also served as a Senior, Audit Associate at Price Waterhouse (PwC), and Audit Manager, at Ray & Ray Chartered Accountants (an affiliate of Moore Stephens International). Amit’s sphere of responsibility also included staff development and other internal and external client management activities. The list of clients Amit worked with at Ray & Ray included IDBI, IFCI, East India Hotels and Bharat Hotels, Inc.
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Sarbanes-Oxley COMPLIANCE IN PRACTICE AND COSO’s Latest Guidance
As part of Global Compliance Series of seminars, ComplianceOnline brings you the expert view on “Sarbanes-Oxley COMPLIANCE IN PRACTICE AND COSO’s Latest Guidance” by Sonia Luna, is Founder & Chief Executive Officer of SOX SOLUTIONS, INC., a specialized consulting firm on SOX Compliance in Los Angeles, California US.
SOX Compliance Training is a detailed course designed to provide a series of updates to COSO’s guidance and how to implement it in your environment.
Learn the fundamentals of what is called in the industry of SmallCOSO for your organization or clients. Discover what the 20 new
principles
that COSO has required management to validate leveraging its 75 attributes. Critical success factors of SOX implementation programs will be shared with the use of case studies and live presentation of materials.
OUTLINE OF CONFERENCE
| Agenda for 2 day seminar - |
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AGENDA ITEM - Day 1 |
TIME |
COSO Overview/Background |
1 |
Entity Level Control Assessment |
1 |
ELC - Case Study |
0.5 |
Materiality |
0.25 |
Risk Assessment - FS/Assertions |
1 |
Risk Assessment - Case study |
0.5 |
Documentation - SOX basics |
0.5 |
| Process Risk Matrices |
0.5 |
Case study - key controls and risk matrix (putting things together) |
1 |
Control Deficiencies - How to deal with them |
1 |
Audit Reports for SOX |
0.75 |
Total hours |
8 |
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| AGENDA ITEM - Day 2 |
TIME |
SOX ITGCC- Overview |
1 |
IT impact on Financial Reporting |
1 |
IT - Less Complex v More Complex |
0.5 |
Entity Level Controls and CLAUSE 49 (Similarities and Differences) |
0.75 |
Case Study - Risk assessment and Scoping |
1 |
IT Scoping and Risk Assessment |
1.75 |
IT - Operations, CM and Security (putting things into perspective) |
0.5 |
Testing Validation of ITGCC and Compensating Control identification |
1.5 |
Total hours |
8 |
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Price INR* |
Savings |
Before 23rd Nov, 2007 |
15,000 |
5,000 |
Before 30th Nov, 2007 |
16,000 |
4,000 |
Before 7th Dec, 2007 |
18000
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2,000 |
Final Week
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20,000 |
0 |
* Price does not include taxes. 12.36% taxes will be included in final amount.
* Price for attending only one day session - RS 12,000/- |
Cancellation Policy
Requests for cancellations or date transfers need to be received at least Seven (7) business days prior to the event in order to receive a 25% refund. If a cancellation or reschedule request is received less than Seven (7) business days before the start date, the penalty of 100% of the cost will be applied. Refunds will not be allowed for "no-shows". If your plans should change, you may designate a substitute to attend in your place at any time. This cancellation policy is strictly enforced.
Cancellation Liability
CO reserves the right to cancel events for any reason at anytime. Cancellation liability is limited to the return of payment ONLY. CO will not reimburse registrants for any travel cancellation fees or penalties, including airfare and hotel. |
