ComplianceOnline

Developing a risk-management matrix for non-bank financial institutions (NBFIs) to comply with AML laws

Instructor: Kenneth Barden
Product ID: 700752
  • Duration: 60 Min

recorded version

$249.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Jul-2008

Training CD / USB Drive

$500.00
One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367

Email: customercare@complianceonline.com

Read Frequently Asked Questions

This webinar will focus on developing effective risk management profiles to ensure AML compliance requirements on financial intermediaries other than banks.

Description

Increased AML compliance efforts are now focusing on non-bank financial institutions.

Risk management based on an institution’s profile is looked upon as a means of ensuring AML compliance. This webinar will focus on developing risk management profiles for AML compliance in non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.

Areas Covered in the seminar:

  • Legal requirements imposing AML compliance on non-bank financial institutions.
  • Risk management for NBFIs in AML compliance.
  • Specific issues concerning non-bank financial institutions and AML compliance.

Who will benefit:

This webinar will focus on developing effective risk management profiles to ensure AML compliance requirements on financial intermediaries other than banks.

  • Compliance officers

Instructor Profile:

Kenneth E. Barden, J.D., C.A.M.S., has conducted training in AML compliance and techniques throughout Asia, Southeastern Europe, and the Pacific region. He is a member of the Association of Certified Anti-Money Laundering Specialists. He has practiced law in public administration and finance for over 25 years. Recently, he has provided assistance to the Government of Indonesia in its efforts to promote more effective AML compliance.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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