ComplianceOnline

Developing a risk-management matrix for non-bank financial institutions (NBFIs) to comply with AML laws

Instructor: Kenneth Barden
Product ID: 700752
  • Duration: 60 Min

recorded version

$249.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD

$500.00
One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

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This webinar will focus on developing effective risk management profiles to ensure AML compliance requirements on financial intermediaries other than banks.

Description

Increased AML compliance efforts are now focusing on non-bank financial institutions.

Risk management based on an institution’s profile is looked upon as a means of ensuring AML compliance. This webinar will focus on developing risk management profiles for AML compliance in non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.

Areas Covered in the seminar:

  • Legal requirements imposing AML compliance on non-bank financial institutions.
  • Risk management for NBFIs in AML compliance.
  • Specific issues concerning non-bank financial institutions and AML compliance.

Who will benefit:

This webinar will focus on developing effective risk management profiles to ensure AML compliance requirements on financial intermediaries other than banks.

  • Compliance officers

Instructor Profile:

Kenneth E. Barden, J.D., C.A.M.S., has conducted training in AML compliance and techniques throughout Asia, Southeastern Europe, and the Pacific region. He is a member of the Association of Certified Anti-Money Laundering Specialists. He has practiced law in public administration and finance for over 25 years. Recently, he has provided assistance to the Government of Indonesia in its efforts to promote more effective AML compliance.

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