ComplianceOnline

How Comprehensive is your BSA Training

Instructor: Gina Lowdermilk
Product ID: 703317
  • Duration: 60 Min

recorded version

$149.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD

$299.00
One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

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Read Frequently Asked Questions

This webinar will explain compliance practices related to BSA training that are being acknowledged and recognized by regulators and examiners.

Why Should You Attend:

Although financial institutions have been managing their BSA training program per the regulation requirements, the change in focus for a comprehensive BSA training program has become increasingly important. Regulators look to the bank for insurance and evidence that training is appropriately given to ensure that BSA efforts are properly implemented and overseen.

This “How Comprehensive is Your BSA Training” webinar highlights BSA compliance practices related to training that are being acknowledged and recognized by regulators and examiners. The areas of focus outlined in this webinar are based on best industry practices, supervisory experience and cover the major components of an effective BSA training program. It will discuss the areas that regulators and examiners are primarily focusing on with regard to BSA training.

Areas Covered in the Webinar:

  • Implementing BSA compliance with training requirements
  • Assessing policies and procedures
  • Review of monitoring programs
  • Determining effectiveness and thoroughness of training programs
  • Ensuring qualified employee oversight of BSA training
  • Independent testing

Who Will Benefit:

  • BSA / AML Officers
  • Internal Auditors
  • Staff with roles and responsibilities in BSA / AML management and oversight
  • Corporate Audit

Instructor Profile:

Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. Gina has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.

Topic Background:

Financial institutions are required to be compliant with BSA rules and regulations. Such compliance needs to be well documented and consistent to ensure they avoid BSA violations and implications. However, financial institutions often times are uncertain on applying these regulations to their training program. BSA programs must have adequate policies and procedures, comprehensive risk assessments, monitoring programs, training programs, qualified employees overseeing the BSA daily operations and independent testing programs. Having a strong BSA program which includes training will ensure that financial institutions are proactive in preventing BSA violations occurring and implementing corrective action for BSA issues or implications that may be identified in the BSA program.

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