Banking Regulations 101







BFSI Rules and Regulations

  • Regulation E - The Basics and Error Resolution
  • Regulation B - Equal Credit Opportunity Act (ECOA)
  • Navigating the Financial Regulations of Cybersecurity
  • "Regulation E Requirements for Debit Card Error Resolution"
  • Letters of Credit, OFAC, Antiboycott and AML Regulations for Trade Service Bankers
  • Handling Situations Where Regulation E and ACH Don't Align
  • Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act
  • The JOBS Act - the Regulation D Offering Reborn
  • Review of Major Lending Regulations and Required Documentation
  • Disclosure Requirements for Open End Credit Under Regulation Z
  • NACHA Operating Rules - How do Banks comply?
  • Adjustable Rate Mortgage (ARM) Rule
  • Bank Director Training - Directing from a Strategic and Tactical Perspective
  • The Custody Rule for Financial Firms
  • Mobile Device Risks, Records and Compliance Rules: Managing Your Financial Institution's BYOD Program and Policy
  • New 2017 NACHA Operating Rules
  • NACHA Operating Rules for Stop Payments and Unauthorized Entries
  • MSRB Rule G-14: RTTR and FINRA Rule 6700: Trade Reporting and Compliance Engine (TRACE)

Course Directors

Donna K Olheiser

VP of Education, Dynamic Mastership

Kara Lamphere

Chief Compliance Officer and Director, Mid America Mortgage

Lisa Marsden

President and Founder, Coulter Strategic Services

Luann Kohlmann

Vice President, WACHA

Buddy Baker

Managing Director, Global Trade Risk Management Strategies

Rayleen M Pirnie

CEO, RP Payments Risk Consulting Services LLC

Warren R Markowitz

Attorney and Counselor, The Markowitz Law Firm

Roy Johnson

Senior Consultant, Bankers Insight Group

Stephen Bowe

Compliance Director, Universal Guardian Acceptance LLC

Brent Meyers

Assistant Vice President, Commerce Bank

Craig M Taggart

Managing Director, BCC Capital Partners

David L Osburn

Owner, Osburn and Associates, LLC

Nancy Flynn

Owner, The ePolicy Institute

Kimberly McManus

President, Alternative Regulatory Solutions LLC

Introductory Offers

Discount Price: $999.00
Actual Price: $3000.00
Buy Now

(1 Year Access)