Complimentary webinar: Compliance Risks in Joint Ventures

Instructors: Jeffrey M Kaplan, Keri Dawson
Product ID: 702625
  • Duration: 60 Min

recorded version

1x Person - Unlimited viewing for 6 Months
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Recorded Link and Ref. material will be available in My CO Section

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Assessing and mitigating risks to prevent compliance and ethical violations in joint venture operations.

Joint ventures (JVs) seem to be more common now than at any time before, due in part to the legal requirements of various jurisdictions and also to “asset light” strategies being pursued by many companies. But, particularly in non-operated joint ventures, some businesses may not be taking sufficient steps to protect their JV investments from losses arising from compliance failures - or the parent company brand from the reputational effects of such failures.

This webcast will examine practical approaches for assessing and mitigating risks in JVs, addressing the following key areas:

  • How JV agreements can be structured to promote compliance
  • What process and criteria should be used in compliance risk assessments of JVs
  • How companies can mitigate risks through compliance training, monitoring, auditing and providing expertise and other resources to the JV
  • What is the role of technology in establishing a sustainable compliance program in Joint Ventures?

Instructor Profiles:

Jeffrey M. Kaplan - Partner, Kaplan & Walker LLP
Mr. Kaplan is a partner in the Princeton NJ office of Kaplan & Walker LLP, has practiced in the compliance and ethics program area for more than twenty years. He specializes in all aspects of assisting companies in developing, implementing and reviewing corporate compliance/ethics programs. Mr. Kaplan's compliance/ethics program practice has included work for clients in the health care, medical devices, pharmaceuticals, government contracting, insurance, manufacturing, energy, retail, private investments, food and many more. For many years he was Counsel to the Ethics Officer Association (now the ECOA), a professional association of more than 1200 compliance/ethics officers. In 2009 Mr. Kaplan was a recipient of a Compliance and Ethics Award from the Society for Corporate Compliance and Ethics, which that organization bestows annually on “Compliance and Ethics Champions”. He is a frequent speaker on compliance/ethics issues for the Practicing Law Institute; chairs the Continuing Legal Education program in corporate compliance sponsored by the Association of the Bar of the City of New York; and is the Featured Risk Assessment Columnist for the Corporate Compliance Insights web site.

Keri Dawson - Vice President of ComplianceOnline Advisory Services, MetricStream
As Vice President of ComplianceOnline Advisory Services, Ms. Dawson is responsible for leading the integration and continued growth of MetricStream’s cloud-based content and consulting services, with a focus on driving MetricStream’s next generation content and service portfolios across the ComplianceOnline business unit. Ms. Dawson was formerly a Director with KPMG and has over fifteen years of consulting experience in audit, risk, controls, and compliance. She was a leader in KPMG’s GRC technologies practice, and has been active in the governance, risk and compliance domain for over a decade. Ms. Dawson’s delivery portfolio includes system implementations, internal audit and regulatory compliance services, external audits and attestation services, IT strategy and risk assessments, and performance improvement projects. Ms. Dawson holds a Bachelor of Science in Environmental Science from the University of North Carolina - Chapel Hill. She is a Certified Information Systems Auditor (CISA) and a Project Management Professional (PMP).

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