Laura H Goldzung
President, AML Audit Services LLC
Laura H. Goldzung, CFE, CAMS, CFCF, CCRP, is president and founder of AML Audit Services, LLC (AMLAS), a boutique consultancy specializing in independent testing for anti-money laundering compliance programs for bank and non-bank institutions, and serves as its principal examiner. In addition, her expertise includes custom training, and compliance consulting services, which includes design and development of Bank Secrecy Act/anti-money laundering and anti-fraud compliance programs, risk assessment and analyses, remediation and corrective action programs, and expert witness services. Ms. Goldzung has worked with financial institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance.
In a career spanning more than more than 35 years across multiple sectors of the financial services industry, Ms. Goldzung has worked in a variety of executive leadership roles. Since founding AMLAS, she has co-created sector-specific compliance officer certification programs and tours internationally presenting various AML/fraud topics for industry-leading organizations, and has authored a number of articles on the topic of AML.
Ms. Goldzung serves as a dispute resolution arbitrator for the Financial Industry Regulatory Authority (FINRA) and contributes to multiple industry programs. She is active with several industry groups including the Association of Certified AML Specialists, Association of Certified Fraud Examiners, Association of Certified Financial Crime Specialists, National Society of Compliance Professionals, SIFMA Compliance & Legal Society, and the Institute of Internal Auditors. She serves on a variety of industry task forces and committees, and contributes to a number of compliance, industry and university education programs.
Trainings by Expert
Managing an Effective AML Audit Program
Category: Banking and Financial Services , Risk Management , SOX Compliance , Corporate Governance , Banks and Credit Unions , Internal Audit & Control , Ethics, Fraud & Corruption , Policies and Processes , Corporate Governance Laws , Audit & Inspection-Role , Internal Audit , Financial Audit , Finance, Sox & Internal control , Compliance & Ethics , Regulatory Affairs , Financial Services and Trading
Best Practices to Combat Anti Money Laundering Risk
Category: Banking and Financial Services , Risk Management , Corporate Governance , Banks and Credit Unions , Financial Fraud , Internal Audit & Control , Ethics, Fraud & Corruption , Corporate Governance Laws , Risk Management & Controls , Financial Risk Management , Finance, Sox & Internal control , Compliance & Ethics , Regulatory Affairs , Financial Services and Trading
BSA, De-Risking: Why De-Risk When You Can Re-Risk?
Category: Banking and Financial Services , Corporate Governance , Banks and Credit Unions , Audit & Inspection-Role , Internal Audit , Documentation and Policy Management , Banking & Finance , Finance, Sox & Internal control , Compliance & Ethics