This SEC Management Guidance training/webinar for SOX will guide you through the new guidance by the SEC and how it relates to their compliance efforts for SOX.
Learn the leading practice of what the SEC is doing to help companies reduce their efforts on SOX compliance.SEC has provided management with new and exciting guidance that will mitigate the use of too many controls. This new guidance, issued in the summer of 2007, now gives management a better picture of where they can focus their internal control assessments.
Areas Covered in the seminar:
- What I need to know about SEC’s guidance to pass SOX?
- How can a company leverage this guidance to do less work on SOX?
- Learn the leading practice of what the SEC is doing to help companies reduce their efforts on SOX compliance.
- Learn some of the benefits of implementing this new SEC guidance.
Who Will Benefit:
This webinar will provide insight that CFO, CEO, Director of Internal Audit, Audit staff and External Auditors to learn the new guidance by the SEC and how it relates to their compliance efforts for SOX:
- Director of Internal Audit
- CFO
- Controller
- Accounting Manager
Instructor Profile:
Sonia Luna, CPA, is the founder and CEO of SOX Solutions. SOX Solutions is a boutique consulting firm head quartered in Los Angeles, California, with affiliate offices in Hong Kong and Bangalore, India. She has traveled extensively to China, Hong Kong and nationally throughout the U.S. on several speaking engagements dealing with the specific issues to stream line the compliance process of Sarbanes-Oxley Act of 2002. She has over 11 years of external and internal audit experience and has worked with such accounting firms as Arthur Andersen, Ernst & Young and SLGG. Her international perspective and broad industry experience has allowed her to train her staff according to a unique approach of Small COSO, which is based upon the new COSO Guidance for Small Public Companies. For more information visit www.SOX-Solutions.com and www.SmallCOSO.com.
