This Webinar will show you how to audit your compliance and ethics program by evaluating the design and operating effectiveness.
Coupled with the current economic, regulatory and social climate, these risks have propelled corporate governance, compliance management and integrity to a top business priority. This Webinar will show you how to audit your compliance and ethics program by evaluating the design and operating effectiveness.
Areas Covered in the seminar:
- Planning Issues.
- The general audit steps.
- Audit risk assessment.
- Audit approach.
- What auditors like to see?
- Audit testing.
Who will benefit:
- Compliance and Ethics Officers
- Chief Audit Executives
- Internal Auditors
- CEOs, CFOs, Chief Legal Counsel
- Members of Audit Committees
- Board Members
- Executive Management
- Risk Managers
Instructor Profile:
Dan Swanson
CMA, CIA, CISA, CISSP, CAP President and CEO, Dan Swanson & Associates is a 24-year internal audit veteran, who most recently was director of professional practices at the Institute of Internal Auditors. Prior to the IIA, Swanson was an independent management consultant for over 10 years Swanson has completed more than 50 IT preparedness audits
