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SEC Compliance Training

"SEC Compliance regulations training delivered by leading experts through webinars. This section contains compliance training related to regulations formulated by Securities and Exchange Commission industry in different areas - Internal Controls, Financial Reporting, PCAOB."
.  Featured Courses . .
New SEC Guidance on Sarbanes-Oxley Section 404
Topics that will be discussed in the webinar include the recent developments in the SEC guidance
Instructor : Bob Benoit  OnDemand Access Anytime  
SEC Management Guidance for SOX - UPDATE
SEC has provided management with new and exciting guidance that will mitigate the use of too many controls.
Instructor : Sonia Luna  OnDemand Access Anytime  
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines.
Instructor : Peter Goldmann  OnDemand Access Anytime  
AML requirements for non-bank financial institutions
This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
Instructor : Kenneth Barden  OnDemand Access Anytime  
Understanding, Detecting, and Reducing Supply Chain Fraud
The presentation builds the case for the expansion of the traditional role of the fraud examiner moving beyond just looking at the financial impacts of fraud.
Instructor : Norman Katz  OnDemand Access Anytime  
2 More | View All   
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Arthur Stewart
Arthur Stewart, Partner, Greenlight Technologies Inc. He brings over twenty years of process / control automation and business intelligence applications development experience, six years serving the top ranks of Ernst & Young, developing audit, risk assessment, internal control, knowledge bases and other governance related applications and services.

Best Sellers From Our Online Store
Removal of Adherent Cells from Tissue Culture Flasks Using Trypsin/EDTA Solution
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