ComplianceOnline

Internal Controls and Governance: Strategies and Controls for SOX Compliance and IT Governance for Small and Medium Business

Instructor: Javier Kuong
Product ID: 700096
  • Duration: 60 Min

recorded version

$249.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Jul-2007

Training CD

$500.00
One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-565-8542

Email: customercare@complianceonline.com

Read Frequently Asked Questions

This Internal Controls and Governance training will guide you through Strategies and Controls for Small and Medium Business in SOX Compliance & IT Governance.

Publicly-owned Small and Medium Businesses (SMBs) are subject to the same laws and regulatory mandates that their large counterparts are. Even though the SEC has granted an extension until July 2007.Even though the SEC has granted an extension until July 2007 for SMBs to comply with the encompassing Sarbanes-Oxley Act of 2002, SBMs must promptly embark on their governance and internal controls program. They cannot afford to wait until the recommendations from the study task forces by SEC and the COSO commission on trying to simplify compliance guidelines are out to proceed with their compliance efforts. Aside from compliance, good governance is a matter of sound management and due diligence needed regardless of regulations.

Areas Covered in the seminar:

  • THE CHALLENGE OF INTERNAL CONTROLS FOR SMALL AND MEDIUM SIZE COMPANIES
  • DRIVERS FOR AND BENEFITS FORM A ROBUST INTERNAL CONTROL INFRASTRUCTURE FOR SMBs
  • CLASSES OF INTERNAL CONTROLS TO CONSIDER
  • PLAN OF ACTION FOR DEVELOPING AN BUILDING INTERNAL CONTROLS IN SMBs

Who Will Benefit:

The following functions will directly benefit from this session:

  • CEOs
  • Audit Committee and Members of the Board
  • HR executives and Risk Management Groups
  • CFOs, Controllers
  • CIO, IT Executives and Managers
  • Compliance Officers, Team Leader or appointees
  • Corporate Governance specialists
  • CSO (Chief Security Officer), Security Professionals
  • Legal Counsel - Internal and external consultants
  • Internal, External Auditors and consultants
  • Managers charged with developing compliance programs
  • Line Operational Managers who deploy compliance

Instructor Profile:

Javier F. Kuong, is the President and Principal Consultant of Management Advisory Services & Publications (MASP), an organization that for 29 years has been devoted solely to consulting, training, publications, research and development in Enterprise Governance, SOX Compliance, Auditing, Security, and Business Continuity Planning.

He has held positions as a CIO and Systems manager for industrial companies and as senior consulting manager for a major CPA firm. He also worked in corporate planning, organization and systems for an industrial company. He is the founder of Management Advisory Services & Publications (MASP) that specializes in governance, compliance, auditing and control. He has authored four books on Sarbanes-Oxley, including a treatise on How to Establish the Compliance Office.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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