ComplianceOnline

Model Audits:Following Governance Guidelines

Instructor: Deborah Donaldson
Product ID: 700518
  • Duration: 60 Min

recorded version

$249.00
1x Person - Unlimited viewing for 6 Months
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Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Dec-2007

Training CD

$500.00
One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

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Read Frequently Asked Questions

This webinar discusses the various components of a model audit, the conceptual areas of focus, associated risks and audit steps, industry best practices, and the communication of the audit findings.

Model audits are a good practice for anyone using a model to produce results from which any decisions will be made. In some instances, models audits are required via internal policy; in other instances, model audits are required by regulatory guidance.

Areas Covered in the seminar:

  • The importance of an effective model audit program
  • Brief discussion about the need for model audits
  • Overview and background of model uses
  • Description of various types of models
  • Conceptual areas of a model audit
  • How to effectively communicate the audit findings

Who will benefit:

This webinar will provide valuable assistance to all regulated companies that need to audit any model, modeling processes or procedures, model results, etc. Those that will most directly benefit will be internal auditors responsible for the function, external auditors that co-source the audit function, audit managers, audit committee members, board of directors members, and anyone who is accountable or responsible for this function.

  • End-users responsible for models that need to be audited
  • QA managers and personnel
  • Information Technology managers and personnel
  • Validation specialists
  • Consultants
  • Quality system auditors

Instructor Profile:

Deborah Donaldson, is President and CEO of Alpha-Numeric Consulting, LLC, a national consulting firm that specializes in audit program preparation, audit work, risk management, profitability, and continuing education in related areas. She is a nationally known speaker and educator, and regularly participates in webinars, seminars, roundtables, and industry forums. She is also a published author of both fiction and nonfiction. Ms. Donaldson has more than 18 years of experience, with concentrations in audit (investments, loans, deposits, trust, branch operations, IT, etc), risk management, and profitability. She is currently serving on the internal audit committee of the Financial Manager’s Society, and is a member of The Institute of Internal Auditors.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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