Preventing Lending Compliance Exceptions

Instructor: Craig M Taggart
Product ID: 704738
Training Level: Intermediate
  • Duration: 90 Min
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The stakes are only getting higher: the Dodd-Frank Act contains provisions requiring additional HMDA data to be collected and submitted in the years to come, and in the years to come we'll be collecting and submitting data on commercial applications, as well. This training program will focus on understanding your data is no longer a "nice-to-have" - it's a necessity.

"Preventing Lending Compliance Exceptions" - This course is approved by NASBA (National Association of State Boards of Accountancy). Attendees of Live Webinar are eligible for 1.8 CPE credit up on full completion of the course.

Why Should You Attend:

Lenders are an important part of your fair lending compliance management program. They should have a strong working knowledge of fair lending and how it applies to your organization. Lenders have a different, and important, vantage point when it comes to regulatory compliance. It is always beneficial to acknowledge unique perspectives.

  • Do you conduct annual fair lending training?
  • Do you have clear and explicit underwriting, pricing and servicing?
  • Do you update your policies and procedures?
  • Are you analyzing and monitoring your loan data on a regular basis?
  • Do you actively evaluate exceptions to policy?
  • Do you perform a fair lending risk assessment regularly?

This webinar will seek to address these critical fair lending practices, while focusing on the laws and regulations that drive them.

Areas Covered in the Webinar:

  • Equal Credit Opportunity Act – Regulation B
  • Fair Housing Act
  • Fair Credit Reporting Act/FACT Act
  • Unfair, Deceptive or Abusive Acts or Practices
  • The New Integrated Mortgage Disclosures under the Truth-in-Lending Act and the Real Estate Settlement Procedures Act
  • Truth-in-Lending Act – Regulation Z (Closed-End Credit)
  • Real Estate Settlement Procedures Act
  • Flood Disaster Protection Act

Who Will Benefit:

  • Mortgage lending
  • Mortgage brokers
  • Home buyers
  • Marketing
  • Compliance and audit teams
  • Special assets officers
  • Credit officers
  • Bankers involved in the collection process
  • Loan department management
  • Testers
  • Auditors
  • Bank counsel

Instructor Profile:

Craig Taggart has almost a decade of experience in the fields of mergers and acquisitions and business financing. Mr. Taggart works strategically with his clients to achieve the highest value for their business within the capital markets. His experience with BCC Capital Partners in the M&A industry has greatly contributed to his understanding of transaction structure, strategic placement of buyers, and the attainment of maximum market value for his clients. He has represented and sold many businesses in a number of different industries and has significant experience working with companies in: continuing education, transportation, software and professional services. Mr. Taggart is currently working in the clean energy sector that covers multiple initiatives within M&A and corporate development.

He is a certified merger and acquisition advisor, accredited valuation analyst as well as an active member of Alliance of Mergers and Acquisition, and The National Association of Certified Valuators and Analysts (NACVA). His knowledge and expertise also extends to systems such as: Software as a Service (SaaS), and ERP and CRM systems (Netsuite, Salesforce, Sage 100, 500, X3 ERP). Mr. Taggart has been a certified fraud examiner since 2011 and has previously worked at Deloitte with their quality risk management team.

He earned his MBA from the San Diego State University specializing in financial management. Mr. Taggart graduated from the California State University Northridge with a bachelor’s degree majoring in organizational psychology.

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200,, e-mail

Field of Study Minutes CPE
Regulatory Ethics 90 1.8
Total Duration - 90 Min Total Credits - 1.8

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