SOX: Demystifying the Documentation Process

Instructor: Mike Morley
Product ID: 700271
Training Level: Intermediate

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD

One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-565-8542


Read Frequently Asked Questions

This SOX compliance training will provide you with the tools to prepare SOX documentation that is easily understood and implemented.


Many people feel overwhelmed when faced with the daunting task of documenting their company’s Sarbanes-Oxley controls. This seminar will help you to confidently deliver SOX documentation which auditors and executives are pleased to sign

Why Should Attend:

Documentation is simply writing down what it is that your company does to prove that effective controls have eliminated any possibility of fraud or mistakes. This seminar will provide you with the tools to prepare SOX documentation that is easily understood and implemented.

The format of the session will be a presentation involving case studies with opportunities for online discussion and questions.

Topics covered will Include:
  • Getting started: Establishing the scope of the project
  • Setting priorities: Identifying key business processes
  • Integrating processes from outside your department
  • Interviewing people: Asking the right questions
  • Describing key business processes
  • Describing related controls
  • Feedback: Confirming you have it right
  • Integrating SOX into daily routines
  • The role of IT systems in SOX documentation
Who will benefit?
  • Accountants
  • Financial Managers
  • Managers required to co-certify
  • Financial Controllers
  • Company Executives
  • Anyone involved in the SOX documentation process
Instructor Profile:

Mike Morley, a Certified Public Accountant, is the author of "Sarbanes-Oxley Simplified". Mike is a recognized authority in the field of finance and helps guide companies through the Sarbanes-Oxley compliance process. An entertaining and informative speaker, Mike is a frequent guest on television and radio.

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