ComplianceOnline

UCC4A Applications to ACH Payments, ACH Fraud Risk Management, and Contracts

Instructor: Rayleen M Pirnie
Product ID: 705386
Training Level: Intermediate
  • Duration: 90 Min
Purchase option for this webinar is currently unavailable. Please contact our Customer Care for more info.

Customer Care

Fax: +1-650-565-8542

Email: customercare@complianceonline.com

Read Frequently Asked Questions

This webinar will untangle the complexities of UCC4A and how it applies to ACH payments. It will discuss legal and compliance risks presented by UCC4A and provisions impacting potential liability.


"UCC4A Applications to ACH Payments, ACH Fraud Risk Management, and Contracts" - This course is approved by NASBA (National Association of State Boards of Accountancy). Attendees of Live Webinar are eligible for 1.8 CPE credit up on full completion of the course.

Why Should You Attend:

UCC4A plays a significant role in the ACH Network and ACH transactions. UCC4A applies when EFTA / Regulation E does not. Financial institutions and business Originators of ACH need to understand the complexities of this state law, how it applies to transactions, and how liability for transactions is allocated.

Failure to comply with UCC4A can present significant legal and compliance risks to a financial institution. Likewise, a business should understand that when they sign a contract for ACH Origination services, what provisions of UCC4A are designed to protect them and how some liability can be shifted by contract.

Learning Objectives:

  • Recognize terminology used in Article 4A and the NACHA Operating Rules
  • Identify the enforceability of payment orders
  • Record procedures for unauthorized entries and security procedures
  • Resolve issues relating to duplicate and erroneous entries
  • Locate provisions impacting potential liability, including the statute of repose, choice-of-law, contract provisions, liability shift, commercially reasonable security, and more.

Areas Covered in the Webinar:

  • What is UCC4A
  • How it affects ACH transactions and liability
  • Types of transactions covered
  • Enforceability of payment orders
  • Unauthorized entries
  • Commercially reasonable security
  • Duplicate and erroneous entries
  • Critical contract provisions
  • The effects of Choice of Law
  • UCC4A Disclosures

Who Will Benefit:

  • Internal Auditors
  • Risk Officers
  • Director of Security
  • Compliance Officers
  • Compliance Professionals
  • Operational Risk professionals
  • CFO / Finance Professionals
  • Board Members
  • External Auditors
  • Audit Committee Members
  • Operational Risk Managers
  • Departmental Managers
  • Information Security
  • Information Technology
  • Fraud Investigators
Instructor Profile:
Rayleen M Pirnie

Rayleen M Pirnie
CEO, RP Payments Risk Consulting Services LLC

Rayleen M. Pirnie, AAP is the founder and primary consultant of RP Payments Risk Consulting Services, LLC, a Missouri-based consulting firm that provides payments strategy and risk management advisory services across several sectors. She has almost two decades of experience in payments rules, risk management, and information security. She advises boards, C-Suite executives, and payments professionals on payments vulnerabilities, cyber-security, and processing strategies to align the organizations processes with payment network rules and regulator guidance. She analyses organizational strategies and processes to identify risk, recommend sound risk management practices, and assess an organizations payment security posture.

She is an Accredited ACH Professional and has her Bachelor’s in Criminal Justice Administration.

Rayleen has spoken at national and regional conferences for over 19 years on topics ranging from payments fraud to information security. Events include NACHA’s Payments Conference, the American Bankers Association Risk Management Forum, the Security Matters annual conference at Murray State University, the Risk Management Association, and the Federal Reserve Bank of Kansas City’s Risk Management Conference.

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.


Field of Study Minutes CPE
Management Advisory Services 30 0.6
Specialized Knowledge and Applications 60 1.2
Total Duration - 90 Min Total Credits - 1.8

Follow us :
Critical Vendor Risk Management
Critical Vendor Risk Management

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

Product Reviews

This product hasn't received any reviews yet. Be the first to review this product! Write review

Best Sellers
You Recently Viewed
    Loading