ComplianceOnline

Virtual SOX Compliance

Instructor: Bob Benoit
Product ID: 700405
Training Level: Basic
  • Duration: 60 Min

recorded version

$199.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD

$350.00
One CD is for usage in one location only.
(For multiple locations contact Customer Care)
CD and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-565-8542

Email: customercare@complianceonline.com

Read Frequently Asked Questions

Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway.

Description

Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift.

The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift. How could we possibly test the design and operating effectiveness of a company from afar, never mind completely remotely? The key reason is that SOX compliance is a management self assessment. It is not an independent audit. Therefore other members of management can participate in the project as long as their objectivity is not impaired. Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway.

Areas Covered in the seminar:

  • Use of simple and affordable technology tools
  • Top-down risk-based approach to SOX compliance
  • Communication tools
  • Data collection and management tools
  • Project management
  • Process level, activity level and information technology controls
  • Spreadsheets commonly used for evaluating the design and test of controls
  • Risk Management Alerts and Issue Management Workflow
  • Security
  • Data Analysis
  • Lessons learned

Who Will Benefit:

  • SOX Analysts
  • SOX consultants
  • Internal auditors
  • External auditors
  • CPAs
  • CFOs
  • Controllers
  • VP Finance
  • CIOs
  • Chief Compliance Officers
  • Programmers and Analysts
  • IT staff
  • IT consultants

Instructor Profile:

Bob Benoit, is president of Lord & Benoit, a SOX compliance firm for smaller public companies. Bob serves on the COSO Monitoring Project Task Force, the AICPA Peer Review Acceptance Board in MA ,is the author of the Lord & Benoit Reports referenced by SEC, PCAOB, Wall Street Journal, Business Week, all Big 4 firms and over 100 newspapers, magazines, legal, educational and trade journals. Bob’s is the first evaluator to use the 2006 COSO Guidance for Smaller Public Companies. He inventod several affordable SOX frameworks which can be downloaded from the SEC and PCOAB websites or at www.Section404.org

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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