Complying with SEC’s Rule for Audit Committees – Best Practices to Follow

  • By: Staff Editor
  • Date: November 11, 2011
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In 2003, the U.S. Securities & Exchange Commission (SEC) adopted audit committee requirements which prohibit the listing of any security of an issuer that is not in compliance with the Sarbanes-Oxley Act (2002).

This article describes the best practices that Audit Committees can follow in order to ensure SEC compliance.

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