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SEC Compliance
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What type of inquiry should I conduct with respect to MD&A disclosures?
01-16-2007 01:01am by: Sandra
Jan 16, 2007
by: Larry Howard
1 0
What type of inquiry should I conduct with respect to financial statements?
01-16-2007 01:01am by: Sandra
  0 0
What type of inquiry should I conduct with respect to internal controls and disclosure controls?
01-16-2007 01:01am by: Sandra
  0 0
What fees should be included in the category of "Audit Fees," pursuant to Item 9(e)(1) of Schedule 14A?
12-19-2006 11:12pm by: Sandra
Dec 19, 2006
by: George Micheal
1 0
What identifiers do I include for filings that include a combined SAI?
12-19-2006 10:12pm by: Dennis Moore
Dec 19, 2006
by: Kelly Peterson
1 0
Can the same S/C Fund (same CIK) have two series with the same name, and can one series have two classes (contra...
12-18-2006 11:12pm by: Larry Howard
Dec 18, 2006
by: Jhonson
1 0
Should fees for one-time information technology consulting projects that do not affect the financial statements ...
12-12-2006 01:12am by: George Tony
Dec 12, 2006
by: Jhonson
1 0
What if the filer is registering new series and/or classes (contracts) in a Form N-14 registration? (updated 9/2...
12-12-2006 12:12am by: Frank
Dec 12, 2006
by: George Tony
1 0
Should the fees billed in prior years be disclosed so investors may compare trends in audit, information technol...
12-12-2006 12:12am by: Jhonson
Dec 12, 2006
by: George Micheal
1 0
To what extent should audit as well as non-audit fees billed to subsidiaries and investees of the registrant by ...
12-12-2006 12:12am by: Randy Robert
Dec 12, 2006
by: Jhonson
1 0
Can English speaking, writing, understanding be a requirement of a job description.
11-21-2006 12:11pm by: Doris Simpson
  0 0
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