ComplianceOnline

Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date

  • Date: February 25, 2010
  • Source: www.sec.gov
Webinar All Access Pass Subscription Abstract:

The Securities and Exchange Commission is extending the compliance date for Regulation S-AM (74 FR 40398 (Aug. 11, 2009)), which limits a person’s use of certain information received from an affiliate to solicit a consumer for marketing purposes unless the consumer has been given notice and a reasonable opportunity and a reasonable and simple method to opt out of such solicitations.

Effective Date: The effective date for Regulation S-AM (17 CFR 248.101 through 248.128) remains September 10, 2009. The compliance date for Regulation S-AM is extended from January 1, 2010 to June 1, 2010.

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