ComplianceOnline

Expert Profile


Jeffrey Brandon
CEO and Founder, JBrandonConsulting LLC

Jeffrey Brandon’s forty-three years in financial securities in senior and executive management roles encompassed training and providing solutions in solving the needs of investors. He has designed and integrated new products and services into brokerage firm operational and sales platforms. His flawless regulatory history can be credited to the integrity he possesses and brings to employees he has had the honor to work with. He has trained brokers and staff encompassing all levels from beginners to advanced, seasoned professionals.

Mr. Brandon has set up executive services groups to fulfill the specific needs of corporate executives and high net worth individuals. He is the founder of JBrandonConsulting, LLC, providing consulting and expert witness testimony to attorneys and clients (both claimants and respondents) in FINRA (Financial Industry Regulatory Authority) arbitrations, mediations and trials. He is also the co-founder of a new firm, Due Diligence Services, LLC, providing various levels of due diligence investigations and reporting on private placement and private equity offerings of all sizes and types.

Having been in sales and sales management his entire career, he brings a unique approach and perspective to the regulatory process. This experience lends a different take on the regulatory, compliance and product or capital formation process.

Jeffrey Brandon graduated from Ohio State/Wright State University with a BA in International Economics and Organic Chemistry. In November 2014, he participated in a FINRA Compliance Conference covering both crowdfunding and due diligence.

Trainings by Expert

Crowdfunding
Category: Banking and Financial Services , Risk Management , HR Compliance , SOX Compliance , Corporate Governance , Banks and Credit Unions , Accounting and Taxation , Accounts Payable/ Accounts Receivables , Board of Directors , Regulatory Requirements , Finance, Sox & Internal control , Compliance & Ethics , Financial Services and Trading