New SEC Guidance on Sarbanes-Oxley Section 404

Speaker

Instructor: Bob Benoit
Product ID: 700538

Location
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
RECORDED TRAINING
Last Recorded Date: Aug-2007

 

$149.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$350.00
Downloadable file is for usage in one location only. info Downloadable link along with the materials will be emailed within 2 business days
(For multiple locations contact Customer Care)

 

 

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

Read Frequently Asked Questions

Although there are still a number of requirements for smaller public companies and non accelerated filers must comply with SOX 404 this year, the Guidance has clarified what is meant by a right-sized, top-down, risk-based management assessment under Section 404 of the Sarbanes-Oxley Act. Particularly helpful was the PCAOB auditing standard revision removing the requirement of auditor's attestation of management's report. Auditors will not report on the effectiveness of management's assessment, but will report on the effectiveness of the controls alone. The SEC’s Interpretive Guidance on Internal Controls over Financial Reporting has just lifted a great burden off of CPAs, Attorneys, Officers and Directors in the SB-2 and 10KSB regulatory regime this is a great burden lifted for both management and CPAs.

Areas Covered in the seminar:

Topics that will be discussed in the webinar include the recent developments in the SEC guidance:

  • Concepts of Risks (COSO, Enterprise and Fraud)
  • Multiple location and scope limitation considerations
  • Financial Reporting Risks (GAAP, Estimates, Disclosures)
  • Entity-Level Controls (COSO, Management Overrides)
  • Information Technology General Controls (General Controls)
  • Evidence of the Operating Effectiveness of ICFR (Process)
  • Evaluation of Control Deficiencies and Material Weaknesses

Who Will Benefit:

  • SOX Analysts
  • SOX consultants
  • Internal auditors
  • CPAs
  • CFOs
  • Officers and Directors, Attorneys
  • Controllers
  • VP Finance
  • CIOs
  • Chief Compliance Officers
  • Programmers and Analysts
  • T staff & IT consultants

Instructor Profile:

Bob Benoit, is president of Lord & Benoit, a SOX compliance firm for small to mid sized public companies. Bob serves on the COSO Monitoring Project Task Force and the AICPA Peer Review Acceptance Board in MA. He authors the Lord & Benoit Reports referenced by SEC, PCAOB, Wall Street Journal, Business Week, all Big 4 firms and over 100 newspapers, magazines, legal, educational and trade journals. Bob’s is the first evaluator to use the 2006 COSO Guidance for Smaller Public Companies. He invented several affordable SOX frameworks which can be downloaded free of charge from either the SEC and PCOAB websites or in the Research section at www.Section404.org .

Follow us :

 

 

Refund Policy

Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

+1-888-717-2436

6201 America Center Drive Suite 240, San Jose, CA 95002, USA

Follow Us

facebook twitter linkedin youtube

 

Copyright © 2023 ComplianceOnline.com MetricStream
Our Policies: Terms of use | Privacy

PAYMENT METHOD: 100% Secure Transaction

payment method