Complimentary webinar: Risk based Audits - A Path to a Sense of Credibility

Instructors: Bradley Artigue, Dan Swanson
Product ID: 702947
  • Duration: 60 Min

recorded version

1x Person - Unlimited viewing for 6 Months
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Recorded Link and Ref. material will be available in My CO Section

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Why Should you Attend:

The year 2008 will always be remembered as a year of economic downturn. Post Enron and 2008, the investors are doubting the credibility of companies which in-turn is hurting the latter's future and growth. Hence new regulations such as SOX were established to maintain transparency in the financial statements and relevant declarations to increase a sense of credibility of these companies in the minds of the investors. The question remains with them is that, are they using proper tools to ensure that all controls are in place and they are complying to all the rules and regulations, are gaps identified and sealed in timely manner?

Such companies are looking for systematic tools for auditing various entities, recording and analyzing the gaps, addressing grey areas, applying controls and ensuring that they are complying to various rules and regulations. This session will help you understand how Internal Auditors can meet these challenges by implementing a systematic risk based approach for auditing entities.

The speakers will provide insights on:

  • Understanding the key challenges faced by organizations which can question their credibility
  • Emerging role of internal auditors
  • How to establish a simple, efficient and cost-effective process
  • How Technology can play a role in underlining gaps, sealing them and checking their compliance with rules and regulations

Instructor Profile:

Dan Swanson, CMA, CIA, CISA, CISSP, CAP - President and CEO, Dan Swanson & Associates. Mr. Swanson is a 25-year internal audit veteran, who was the Director of Professional Practices at the Global Office of the Institute of Internal Auditors (IIA). Prior and subsequent to the IIA, Swanson was an independent management consultant for more than 15 years. He has completed audit projects for more than 30 different organizations, spending almost 10 years in government auditing, at the federal, provincial, and municipal levels, and the rest in the private sector, mainly in the financial services, transportation, and health sectors.

Mr. Swanson led the writing of the OCEG internal audit guide for use in auditing GRC programs and also participated in the SEC sponsored COSO small business task force efforts to provide guidance for small to medium public companies regarding internal control over financial reporting. The author of more than 200 articles on internal auditing and other management topics, Mr. Swanson is currently an independent management consultant and freelance author.

Bradley Artigue, Senior Director of ComplianceOnline Advisory Services, MetricStream. As the Sr. Director of ComplianceOnline Advisory Services, Mr. Artigue is assisting in building MetricStream's Consulting & Advisory Services practice. He brings over fifteen years of professional experience in management consulting, including risk management and compliance, software development, I.T. operations management, project management, and software quality assurance. Most recently he started the Quality and Risk Management practice for Zanett, Inc., an Oracle ERP systems integrator.

Prior to Zanett, Mr. Artigue served as an advisor and interim COO to two companies, RedMane Technologies, a mainframe software developer in Chicago, IL, servicing state and federal government accounts, and The SuperGroup Creative Omnimedia, where he was responsible for planning and executive management of an interactive English language learning game, Trace Effects, which will launch this year throughout EMEA. He has a Bachelor of Arts from Louisiana State University, has been a frequent speaker at conferences and seminars, has published several articles and books on the restoration of FIAT convertibles and Bosch fuel injection systems.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

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