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HIPAA Patient Communication Rules


HIPAA - Access related to Patient Communication - Rules and Guidance

HHS Guidance and Preamble discussions in new rules say unencrypted e-mail between providers and patients is permitted if the patient requests it, per B'164.522 & .524

Who all have the right to Access
  • Individuals have a right to a broad array of PHI:
    • Medical records
    • Billing and payment records
    • Insurance information
    • Clinical laboratory test results
    • Medical images, such as X-rays
    • Wellness and disease management program files
    • Clinical case notes
    • Among other information used to make decisions about individuals
  • "An individual's personal representative ... also has the right to access PHI about the individual in a designated record set (as well as to direct the covered entity to transmit a copy of the PHI to a designated person or entity of the individual's choice), upon request"
Guidance to ask access
  • It May require a written request
    • May offer an electronic method
  • It Need to verify identity of requestor
    • Professional Judgment
  • It does not allow any unreasonable measures
    • Can't require requests in person only, or Web only, or by mail only
  • Format
Guidance how to provide or deny access
  • Provide in the Form or Format Requested if readily producible (including electronic, e-mail)
  • Provide it Timely
  • Fees are Cost-based ONLY
    • SHOULD be free copies
    • NO charge to view records
    • Denial of access limited - Must have process for denials and reviews
Guidance about rights to direct to another person
  • An individual also has a right to direct the covered entity to transmit the PHI about the individual directly to another person or entity designated by the individual
  • The individual's request to direct the PHI to another person must be in writing, signed by the individual, and clearly identify the designated person and where to send the PHI.
  • A covered entity may accept an electronic copy of a signed request (e.g., PDF), as well as an electronically executed request (e.g., via a secure web portal) that includes an electronic signature.
  • The same requirements for providing the PHI to the individual, such as the fee limitations and requirements for providing the PHI in the form and format and manner requested by the individual, apply when an individual directs that the PHI be sent to another person.
Guidance on Fees for access
  • Fees should include ONLY labor for copying (NOT reviewing or fetching), supplies, postage
  • Fees set by actual or average costs for a type of request
  • Flat fees for electronic copies of records, up to $6.50
  • It cannot be per-page fees for electronic copies
  • Can't charge for review or portal access
  • The less cost between State law or HIPAA to be followed with respect to fees
  • If provided by Authorization instead of Access, other fees permitted
  • Currently controversy over charging of excessive fees by records management vendors