ComplianceOnline

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence
16
/ Oct
Wednesday-2019

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

  • Speaker: Peter Goldmann
  • Product ID: 702455
  • Duration: 90 Min
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
* Per Attendee
$199
New NACHA Operating Rules Changes 2020 and Beyond!
17
/ Oct
Thursday-2019

New NACHA Operating Rules Changes 2020 and Beyond!

  • Speaker: Donna K Olheiser
  • Product ID: 705048
  • Duration: 90 Min
This webinar will provide all the details on the most recent and upcoming NACHA Operating Rules changes that affect you as a participant in the ACH network, whether you are an ODFI, an RDFI or a TPS (Third-Party Sender) or TPSP (or Third Party Service Provider). Multiple Rules Changes, NACHA Operations Bulletins, Supplements to the Rules along with examples and explanations of what they each mean to you as a participant will be discussed.
* Per Attendee
$199
Form 941 for 2019: All You Need to Know
22
/ Oct
Tuesday-2019

Form 941 for 2019: All You Need to Know

  • Speaker: Vicki M. Lambert
  • Product ID: 703804
  • Duration: 90 Min
This webinar will review the IRS Form 941 and its accompanying Form Schedule B for 2019. It will discuss what is new for the form in 2019 and will detail the requirements for completing each form. The webinar instructor will specify filing requirements and offer tips on reconciling and balancing the two forms. The webinar also covers the forms used to amend or correct the returns.
* Per Attendee
$249
Appraisal Function: What Many Banks Get Wrong
22
/ Oct
Tuesday-2019

Appraisal Function: What Many Banks Get Wrong

  • Speaker: Heidi Lee
  • Product ID: 705168
  • Duration: 90 Min
This training program will focus on the most important elements of the appraisal regulations that foster safety and improves financial institutions’ regulatory compliance. It will also discuss best practices for integration of the Interagency Appraisal and Evaluation Guidelines into an institution’s appraisal policy and practices, and outline the importance of a risk-based decision process within the appraisal function that is uninfluenced by other departments.
* Per Attendee
$199
Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning
22
/ Oct
Tuesday-2019

Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning

  • Speaker: David Sanders
  • Product ID: 704686
  • Duration: 90 Min
In this fast-paced and informative training program, attendees will learn exactly what violates the Fair Debt Collection Practices Act (FDCPA) and other laws that lead to costly fines and judgments. The program will also overview consumer vs. commercial bankruptcy and the differences between Chapter 7, 11 and 13.
* Per Attendee
$199
Monitoring High Risk Transactions
23
/ Oct
Wednesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$199
Implementing Operational Risk Management in Foreign Exchange Activities
23
/ Oct
Wednesday-2019

Implementing Operational Risk Management in Foreign Exchange Activities

  • Speaker: Stanley Epstein
  • Product ID: 704115
  • Duration: 90 Min
This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.
* Per Attendee
$199
FinCEN Compliance for MSBs - Tricks to Maintaining Compliance
30
/ Oct
Wednesday-2019

FinCEN Compliance for MSBs - Tricks to Maintaining Compliance

  • Speaker: Jack Bensimon
  • Product ID: 706223
  • Duration: 60 Min
This webinar will discuss how to most effectively and efficiently comply with the complex maze of FinCEN rules and regulations for MSBs (Money Service Business). Compliance does not have to be onerous and time-consuming. Discover tools and techniques that can simplify your processes while minimizing regulatory scrutiny.
* Per Attendee
$199
Sales and Use Tax - Leveraging the SCOTUS Wayfair Decision
30
/ Oct
Wednesday-2019

Sales and Use Tax - Leveraging the SCOTUS Wayfair Decision

  • Speaker: Miles Hutchinson
  • Product ID: 705905
  • Duration: 90 Min
In this tax compliance webinar attendees will learn the different ways your company triggers nexus on itself and what it must do to comply with the state regulations.
* Per Attendee
$199
"Front-End, Middle, and Back-End" Approach to Credit Management
4
/ Nov
Monday-2019

"Front-End, Middle, and Back-End" Approach to Credit Management

  • Speaker: David L Osburn
  • Product ID: 705808
  • Duration: 60 Min
This credit management webinar will discuss the credit analysis process, how to do financial statement analysis and how to do effective cash management using various tools and techniques and how to use various collection techniques (manage legal issues and using negotiation skills) and overall how to manage the collection process.
* Per Attendee
$169
Using Data Analytics to Change a Business Model
8
/ Nov
Friday-2019

Using Data Analytics to Change a Business Model

  • Speaker: Daniel Clark
  • Product ID: 706211
  • Duration: 60 Min
This case study based webinar focuses on how a company was stuck at a certain level of production. Then, as a group of auditors analyzed available data certain process and management gaps began to surface. Once recognized and addressed the business made a significant turn around and became profitable again. The use of data analytics is key to success for any organization.
* Per Attendee
$199
Excel: Power Pivot - Taking Pivot Tables to the Next Level
11
/ Nov
Monday-2019

Excel: Power Pivot - Taking Pivot Tables to the Next Level

  • Speaker: Mike Thomas
  • Product ID: 705025
  • Duration: 60 Min

In this training attendees will learn how Power Pivot provides business Intelligence functionality and reporting within the familiar environment of Excel with practical examples. This webinar will discuss best practices for importing data into Excel from external sources, creating relationships in Power Pivot, Power Query data sources, and more.

* Per Attendee
$199
ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations
12
/ Nov
Tuesday-2019

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

  • Speaker: Donna K Olheiser
  • Product ID: 704540
  • Duration: 90 Min
This 90-minute session will discuss details about how processing federal government payments differ from the NACHA Operating Rules. You will learn what the green book is and how this valuable on-line tool will help you with processing DNE’s and government reclamations. Commercial reclamations differ from federal government reclamations; the speaker will cover the difference between the two.
* Per Attendee
$199
Motivating Staff to Avoid Compliance Breaches
13
/ Nov
Wednesday-2019

Motivating Staff to Avoid Compliance Breaches

  • Speaker: Jack Bensimon
  • Product ID: 706228
  • Duration: 60 Min
This webinar will discuss ways to develop rewards and deterrence strategy to ensure staff are effectively motivated to comply with the firm’s policies & procedures. It’s often a matter of clarifying for staff what is expected of them to tailor their job, and how best they can satisfy compliance requirements without compromising their own performance. The goal is to turn this into a crusade without staff believing it to be so.
* Per Attendee
$199
Building a World Class Accounts Payable Operation: P2P, AP
13
/ Nov
Wednesday-2019

Building a World Class Accounts Payable Operation: P2P, AP

  • Speaker: Brian G Rosenberg
  • Product ID: 703979
  • Duration: 60 Min
This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for any AP operation and learn how to design processes to fully leverage those capabilities. The webinar will also discuss balancing controls with efficiency and how to create a fraud-proof department. Attendees will learn about the most important metrics for any AP department and how to develop strategies to improve those metrics.
* Per Attendee
$179
Recorded/CD
FinCEN Final Rule on Customer Due Diligence Requirements | BSA/AML Policy, CIP Procedure

FinCEN Final Rule on Customer Due Diligence Requirements | BSA/AML Policy, CIP Procedure

  • Speaker: Gina Lowdermilk
  • Product ID: 704927
  • Duration: 60 Min
This webinar will explain the requirements of the CDD Rule and its implications. The instructor will help Interpreting key definitions and type of information your institution will need to obtain from customers. He will also discuss how to identify potential changes/updates you may need to make to your BSA Policy, including CIP procedures, and account opening processes. Participants will gain understanding on recordkeeping requirements and understand the kinds of training the new rule requirements will necessitate.
CD/Recorded
$249
Recorded/CD
Managing Higher Risk Business Customers - Risk Based Approach to KYC and KYCC

Managing Higher Risk Business Customers - Risk Based Approach to KYC and KYCC

  • Speaker: Jane Hennessy
  • Product ID: 705530
  • Duration: 60 Min
In this webinar participants will learn how to comply with regulations related to due diligence of business customers and the best practices for taking a risk-based approach to Know Your Customer (KYC) and Know Your Customer's Customers (KYCC).
CD/Recorded
$229
Recorded/CD
BSA and Privately Owned ATMs Risk

BSA and Privately Owned ATMs Risk

  • Speaker: Gina Lowdermilk
  • Product ID: 703241
  • Duration: 60 Min
This training on Bank Secrecy Act regulations will highlight BSA compliance and its applicability to privately owned ATMs. It will look at the privately owned ATMs areas and the specifics of each area as it pertains to BSA compliance.
CD/Recorded
$249
Recorded/CD
Metro 2, e-OSCAR and the New FCRA/CFPB Compliance Requirements

Metro 2, e-OSCAR and the New FCRA/CFPB Compliance Requirements

  • Speaker: Gina Lowdermilk
  • Product ID: 705780
  • Duration: 60 Min
This webinar will discuss the Metro 2 Credit Reporting guidelines, Recent FCRA and related litigation, e-OSCAR and FCRA Litigation Risk, how to report accounts in dispute, what response to prepare for a CRA Dispute and the ACDV System. Overall get a comprehensive knowledge on major credit reporting compliance obligations, how to recognize.
CD/Recorded
$249
Recorded/CD
Understanding International ACH Transaction

Understanding International ACH Transaction

  • Speaker: Jane Hennessy
  • Product ID: 703432
  • Duration: 60 Min
This webinar will explain concept of ACH, how it works, rationale for choosing it and how it differs from US domestic ACH. It will also discuss what International Payments Framework Association (IPFA) is and how does it address International ACH issues. Instructor will cover the relevance of Customer benefits and value proposition regarding ACH and why it should be preferred over wire transfers.
CD/Recorded
$249
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