WEBINARS

 

Risk Management Training

Risk Management training delivered by leading experts through webinars. This section contains compliance training related to Risk management for all industry in areas - Quality Risk Management", ERM Program," Risk-Based Quality System and Safety Risk Management.

AML High-Risk Transactions - Identify, Manage and Resolve

webinar-speaker   Jim George

webinar-time   90 Min

Product Id: 704792

This webinar will discuss the techniques for controlling and managing High Risk Transaction. The Instructor will discuss the parameters for identifying and qualifying transactions as high risk and process and communication to be followed. He will also discuss how to resolve the end result.

1 / Mar / 2021 - Monday

* Per Attendee $199

 

Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702993

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

25 / Jan / 2022 - Tuesday

* Per Attendee $179

 

BSA/AML Contextual Awareness of High Risk Customers

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705472

This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.

3 / Feb / 2022 - Thursday

* Per Attendee $199

 

Writing High-Impact Executive Summaries

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 704127

This training program will help attendees approach the writing situation with a clear and useful strategy. It will include strategies to fuse the purpose of the summary with the issues that matter to your audience. Attendees will also learn to sort ideas to clarify key points and craft paragraphs that reinforce the intent of the executive summary.

16 / Feb / 2022 - Wednesday

* Per Attendee $199

 

Excel Spreadsheets; Ensuring Data Integrity and 21 CFR Part 11 Compliance

webinar-speaker   David Nettleton

webinar-time   75 Min

Product Id: 701582

Learn how to use Microsoft Excel spreadsheets for GXP data to ensure compliance with 21 CFR Part 11 and reduce validation cost and time.

16 / Feb / 2022 - Wednesday

* Per Attendee $229

 

Monitoring High Risk Transactions

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703001

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

17 / Feb / 2022 - Thursday

* Per Attendee $199

 

Mobile Device Risks, Records and Compliance Rules: Managing Your Financial Institution's BYOD Program and Policy

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 704436

This informative training session is a must for anyone who communicates via smartphones or other mobile devices. This session is a cost-effective way to recognize and manage mobile risks facing individual users and financial institutions as a whole. A timely program for professionals who want to ensure that their financial institution’s mobile/electronic content, use, risks, policies, records, privacy, and procedures are managed in compliance with the law, regulatory rules, and organizational guidelines.

18 / Feb / 2022 - Friday

* Per Attendee $199

 

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

webinar-speaker   Kelly Eisenhardt

webinar-time   60 Min

Product Id: 703871

This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.

23 / Feb / 2022 - Wednesday

* Per Attendee $199

 

Identity Issues in Banking - After the Breach, 26 Red Flags and More

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 704664

This webinar training helps attendees to understand the problems with 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses.

24 / Feb / 2022 - Thursday

* Per Attendee $199

 

Developing a Risk-Based Audit Program

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 703566

In this webinar attendees will gain an understanding of how to develop a practical tailored action plan for their own audit function. Whether you have been charged with establishing a risk audit framework for your organization, want to increase the effectiveness of the existing risk-based audit process or wish to benchmark against emerging best practice, this is the webinar for you.

24 / Feb / 2022 - Thursday

* Per Attendee $199

 

Effective Project Audit Implementation: Quality, Cost, Procurement Management

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 705674

A project audit provides an opportunity to uncover issues, concerns and challenges encountered during the project lifecycle. Conducted midway through the project, an audit affords the project manager, project sponsor and project team an interim view of what has gone well, as well as what needs to be improved to successfully complete the project. If done at the close of a project, the audit can be used to develop success criteria for future projects by providing a forensic review.

1 / Mar / 2022 - Tuesday

* Per Attendee $199

 

How to Prepare a Standard Operating Procedure (SOP)?

webinar-speaker   Dr. Afsaneh Motamed Khorasani

webinar-time   60 Min

Product Id: 705131

This webinar will detail a step-by-step procedure on how to write a practical, effective and compliant Standard Operating Procedures (SOPs), review and revise SOPs and maintain compliance over the course of the SOP life-time.

8 / Mar / 2022 - Tuesday

* Per Attendee $199

 

Recurring Deficiencies in Compilations and Reviews and How to Avoid Them - SSARS Procedures, Reports and Accounting Matters

webinar-speaker   Christy Foister

webinar-time   60 Min

Product Id: 704538

This webinar will discuss common deficiencies that are discovered in compilation and review engagements, as a result of peer review. It will explain the difference between minor deficiencies and major deficiencies. Instructor will discuss how to avoid these common mistakes and what the most common deficiencies are.

14 / Mar / 2022 - Monday

* Per Attendee $199

 

AML Model Validation: A Critical Need in the New Regulatory Environment

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 704227

This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.

16 / Mar / 2022 - Wednesday

* Per Attendee $179

 

Fraud Incident Response Planning Essentials

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 706796

In today’s world, fraud investigations have become an everyday part of corporate life and the auditor must gain expertise in this area. The webinar covers such issues as the tasks of the fraud auditor, Forensic techniques and tools and the abilities required of the fraud auditor, the type and nature of common frauds, investigating fraud, computer fraud and control, white collar crime, the auditor in court.

29 / Mar / 2022 - Tuesday

* Per Attendee $199

 

Social Media Risks, Rules, Policies and Procedures: Best Practices to Minimize Risks, Manage Use and Maximize Legal and Regulatory Compliance

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 703887

This social media training program with Nancy Flynn will reveal how a best practices-based policy and compliance management program can help mitigate risks, manage behavior, and maximize compliance. It will discuss means and methods to recognize and manage social media risks. Attendees will learn how a strategic social media management program-combining policy, training, and technology-can help prevent potentially costly legal, regulatory and security disasters. The course is a must for anyone who wants to ensure that business, personal, and public social media are managed and maintained in compliance with the law, regulatory rules, and organizational policy.

Recording Available

* Per Attendee $249

 

Advanced Risk Analysis Techniques

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 702722

Corporations are facing more risks in the expanded environment of business. This webinar will provide auditors and audit management with advanced approaches to risk management and internal risk assessment at a corporate level.

Recording Available

 

Red Flags of Money Laundering

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703417

This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.

Recording Available

* Per Attendee $249

 

2021/2022 NEW Nacha Rules Changes: Discover the Impacts and Develop Strategies for Your Rules Compliance

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705048

The NACHA Operating Rules are always changing, updates have recently been made and continue to be in place due to the current COVID-19 situation! Four ACH Operations Bulletins posted by Nacha in 2020 explain the updates to the Rules due to changes at financial institutions and extensions of effective dates in light of the current situation; and confirming some Rules changes with current effective dates remaining.

Recording Available

* Per Attendee $249

 

Critical Anti-Fraud Audits under Procurement and Accounts Payable

webinar-speaker   Marna Steuart

webinar-time   60 Min

Product Id: 703533

This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.

Recording Available

* Per Attendee $249

 

 

 

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