FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

Instructor: John F Reynolds
Product ID: 703792
Training Level: Intermediate
  • 13
  • August 2020
    Thursday
  • 11:00 AM PDT | 02:00 PM EDT
    Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

Live Online Training
August 13, Thursday 11:00 AM PDT | 02:00 PM EDT | Duration: 60 Min

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recorded version

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Read Frequently Asked Questions

Why Should You Attend:

In December 2014, the agencies that comprise the Federal Financial Institutions Examination Council (FFIEC) released an update of the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual. The revised manual provides current guidance on risk-based policies, procedures, and processes for banking organizations to comply with the BSA and safeguard operations from money laundering and terrorist financing. The 2014 version further clarified supervisory expectations and regulatory changes since the last update of the manual in 2010.

This webinar will go section-by-section of the manual to highlight areas where banks should review their internal policies, processes and procedures to ensure they are in compliance and discuss changes to BSA requirements since the 2014 manual was released.

Areas Covered in the Webinar:

  • AML Risk Assessment
  • BSA/AML Compliance Program
  • Customer Identification Program (CIP)
  • Customer Due Diligence/Enhanced Due Diligence (CDD/EDD)
  • Suspicious Activity and Currency Transaction Reporting
  • Foreign Correspondent Accounts and Recordkeeping
  • International Transportation of Currency or Monetary Instruments Reporting (CMIR)
  • Bulk Shipments of Currency
  • Automated Clearing House (ACH) Transactions and Third-Party Service Providers
  • Prepaid Access
  • Third-Party Payment Processors
  • Embassy, Foreign Consulate, and Foreign Mission Accounts
  • Non-Bank Financial Institutions
  • Cash Intensive Businesses
  • Nongovernmental Organizations and Charities

Who Will Benefit:

  • BSA/AML Compliance Officers at banks and MSBs
  • Front Line BSA/AML Staff
  • Internal and Independent Auditors
  • Bank and MSB Staff with Roles and Responsibilities in BSA/AML Management and Oversight
  • Risk and Compliance Management
  • Consultants in the AML/BSA Industry specializing in MSBs
Instructor Profile:
John F Reynolds

John F Reynolds
Examining Officer, Financial Institution Supervision Group

John Reynolds is a former Bank regulator, having retired from the NY Fed as an examining officer in the financial institution supervision group. Mr. Reynolds started out his career as an assistant bank examiner in 1979 working up through the ranks and has been involved in all facets of bank examination work at international, large complex institutions, regional, and community institutions. From 2009 until his retirement in 2015, he played a leadership role in the NY Fed’s Compliance examination work, where he guided teams of examiners reviewing institutions’ compliance with AML-BSA and OFAC regulations and laws.

Mr. Reynolds holds a BS in accounting from Fordham University and an MBA in International Finance from New York University.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

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