FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

Speaker

Instructor: Doug Keipper
Product ID: 703792
Training Level: Intermediate

Location
  • Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
RECORDED TRAINING
Last Recorded Date: Jun-2021

 

$249.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$299.00
1 USB is for usage in one location only. info CD/USB and Ref. material will be shipped within 15 business days
(For multiple locations contact Customer Care)

 

 

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

Read Frequently Asked Questions

Why Should You Attend:

The agencies that comprise the Federal Financial Institutions Examination Council (FFIEC) released an update of the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual. The revised manual provides current guidance on risk-based policies, procedures, and processes for banking organizations to comply with the BSA and safeguard operations from money laundering and terrorist financing.

This webinar will go section-by-section of the manual to highlight areas where banks should review their internal policies, processes and procedures to ensure they are in compliance and discuss changes to BSA requirements since the 2014 manual was released.

Areas Covered in the Webinar:

  • AML Risk Assessment
  • BSA/AML Compliance Program
  • Customer Identification Program (CIP)
  • Customer Due Diligence/Enhanced Due Diligence (CDD/EDD)
  • Suspicious Activity and Currency Transaction Reporting
  • Foreign Correspondent Accounts and Recordkeeping
  • International Transportation of Currency or Monetary Instruments Reporting (CMIR)
  • Bulk Shipments of Currency
  • Automated Clearing House (ACH) Transactions and Third-Party Service Providers
  • Prepaid Access
  • Third-Party Payment Processors
  • Embassy, Foreign Consulate, and Foreign Mission Accounts
  • Non-Bank Financial Institutions
  • Cash Intensive Businesses
  • Nongovernmental Organizations and Charities

Who Will Benefit:

  • BSA/AML Compliance Officers at banks and MSBs
  • Front Line BSA/AML Staff
  • Internal and Independent Auditors
  • Bank and MSB Staff with Roles and Responsibilities in BSA/AML Management and Oversight
  • Risk and Compliance Management
  • Consultants in the AML/BSA Industry specializing in MSBs
Instructor Profile:
Doug Keipper

Doug Keipper
Certified Anti-Money Laundering Specialist, Leading Bank

Doug Keipper, is a Certified Anti-Money Laundering Specialist (CAMS) since 2005 and former BSA officer, compliance officer, and loan administrator for an $800M commercial bank in Atlanta before it sold twice in one year. He teaches commercial real estate stress testing and anti-money laundering throughout the southeast. He has spent over 20 years in retail banking, wholesale mortgages and financial services.

Frequently Asked Questions:

  1. How do you suggest handling multiple SAR filings when lending relationships are involved?
Follow us :

 

 

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

+1-888-717-2436

6201 America Center Drive Suite 240, San Jose, CA 95002, USA

Follow Us

facebook twitter linkedin youtube

 

Copyright © 2021 ComplianceOnline.com MetricStream
Our Policies: Terms of use | Privacy

PAYMENT METHOD: 100% Secure Transaction

payment method