FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

Instructor: Barbara Keller
Product ID: 703792
Training Level: Intermediate
  • Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Feb-2018

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367

Email: customercare@complianceonline.com

Read Frequently Asked Questions

Why Should You Attend:

In December 2014, the agencies that comprise the Federal Financial Institutions Examination Council (FFIEC) released an update of the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual. The revised manual provides current guidance on risk-based policies, procedures, and processes for banking organizations to comply with the BSA and safeguard operations from money laundering and terrorist financing. The 2014 version further clarified supervisory expectations and regulatory changes since the last update of the manual in 2010.

This webinar will go section-by-section of the manual to highlight areas where banks should review their internal policies, processes and procedures to ensure they are in compliance and discuss changes to BSA requirements since the 2014 manual was released.

Areas Covered in the Webinar:

  • AML Risk Assessment
  • BSA/AML Compliance Program
  • Customer Identification Program (CIP)
  • Customer Due Diligence/Enhanced Due Diligence (CDD/EDD)
  • Suspicious Activity and Currency Transaction Reporting
  • Foreign Correspondent Accounts and Recordkeeping
  • International Transportation of Currency or Monetary Instruments Reporting (CMIR)
  • Bulk Shipments of Currency
  • Automated Clearing House (ACH) Transactions and Third-Party Service Providers
  • Prepaid Access
  • Third-Party Payment Processors
  • Embassy, Foreign Consulate, and Foreign Mission Accounts
  • Non-Bank Financial Institutions
  • Cash Intensive Businesses
  • Nongovernmental Organizations and Charities

Who Will Benefit:

  • BSA/AML Compliance Officers at banks and MSBs
  • Front Line BSA/AML Staff
  • Internal and Independent Auditors
  • Bank and MSB Staff with Roles and Responsibilities in BSA/AML Management and Oversight
  • Risk and Compliance Management
  • Consultants in the AML/BSA Industry specializing in MSBs
Instructor Profile:
Barbara Keller

Barbara Keller
Principal, BIKConsulting LLC

Barbara I. Keller, CAMS, CFCS, CAFP, is an independent anti-money laundering/financial crime consultant and Principal with BIKConsulting LLC. She provides consulting services on financial institution compliance with anti-money laundering/countering the financing of terrorism (AML/CFT) regulatory requirements. She also conducts independent AML reviews and provides domestic and international training on AML/CFT regulatory compliance.

Ms. Keller retired from U.S. government service in August 2013. She spent the last four years of her federal career as the Deputy Associate Director for Compliance and Enforcement at the Financial Crimes Enforcement Network (FinCEN). In this position, she worked to help financial institutions improve their AML compliance and also to sanction egregious noncompliance. She also led FinCEN’s efforts to improve regulation of money services businesses by working with the IRS and state regulators to better coordinate and improve the quality of BSA/AML examinations.

Prior to joining FinCEN, Ms. Keller spent 26 years with the U.S. Government Accountability Office (GAO), Congress’s watchdog agency. For the last 10 years of her GAO career, Ms. Keller managed assignments mostly dealing with AML compliance and enforcement and interagency cooperation and coordination.

Ms. Keller is a Certified Anti-Money Laundering Specialist, a Certified Financial Crimes Specialist, and a Certified AML and Fraud Professional. She is also on the Board of the US Capital Chapter of ACAMS. She graduated with a B.S. in Languages from Georgetown University and holds an M.A in Public Administration from the University of Virginia.

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.

Field of Study Minutes CPE
Auditing 20 0.4
Business Law 20 0.4
Business Mgmt & Org 20 0.4
Total Duration - 60 Min Total Credits - 1.2

Follow us :
Expense Reporting Best Practices
Internal Audit, Fraud Risk Assessment and Risk Management Annual Plan

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

Product Reviews

This product hasn't received any reviews yet. Be the first to review this product! Write review

Best Sellers
You Recently Viewed