Tax Evasion, Tax Fraud and Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   90 Min

Product Id: 703110

Tax Evasion and Tax Fraud are at the cornerstone of an effective BSA/AML compliance program. Effective monitoring and proper understanding of the topic are required to accurately describe the transactions on a Suspicious Activity Form. This presentation will address the types of transactions and give you examples of how to drill down further to assess those risks.

3 / Oct / 2024 - Thursday

* Per Attendee $199

 

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703792

This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

Recording Available

* Per Attendee $249

 

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

webinar-speaker   Kelly Eisenhardt

webinar-time   60 Min

Product Id: 703871

This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.

Recording Available

* Per Attendee $249

 

How to Prepare an Effective Audit Manual for an Internal Audit Department

webinar-speaker   Marna Steuart

webinar-time   60 Min

Product Id: 703684

This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.

Recording Available

* Per Attendee $249

 

Monitoring High Risk Transactions

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703001

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

Recording Available

* Per Attendee $249

 

Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702993

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

Recording Available

* Per Attendee $199

 

Risk Compliance Matrix for Internal Audit and SOX Operations - Active and Engaged Risk Management Activities

webinar-speaker   Marna Steuart

webinar-time   75 Min

Product Id: 704809

21st century business organizations require active and engaged risk management activities. Today's risk and compliance process is rather complex and dynamic, therefore it requires governance, risk and compliance professionals to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are over. This training program will engage participants in evaluating each business process using a risk-based approach and in preparing risk and compliance documentation for each engagement.

Recording Available

* Per Attendee $249

 

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

webinar-speaker   Marna Steuart

webinar-time   75 Min

Product Id: 703775

Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.

Recording Available

* Per Attendee $229

 

Challenging the Complexity of Title V Air Permitting: Best Practices

webinar-speaker   Joe Keenan

webinar-time   90 Min

Product Id: 705189

The webinar will discuss how to evaluate if a Title V Air Permit is required at your facility and how to properly fill them out. After the webinar the attendees will have a good general outline of what is required in a Title V Air Permit, how to go about getting the information to fill it out, and a comprehensive question and answer session.

Recording Available

* Per Attendee $179

 

Principles for the Management of Operational Risk

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 702286

This webinar highlights the evolution of operational risk management. The principles outlined in the Bank for International Settlements (BIS) report are based on best industry practice, supervisory experience and cover three overarching themes: governance, risk management and disclosure. We will look at the practicality of these principles and the implementation factors with each of them.

Recording Available

* Per Attendee $249

 

Developing a Risk-Based Audit Program

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 703566

In this webinar attendees will gain an understanding of how to develop a practical tailored action plan for their own audit function. Whether you have been charged with establishing a risk audit framework for your organization, want to increase the effectiveness of the existing risk-based audit process or wish to benchmark against emerging best practice, this is the webinar for you.

Recording Available

* Per Attendee $249

 

BSA/AML Contextual Awareness of High Risk Customers

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705472

This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.

Recording Available

* Per Attendee $229

 

Red Flags of Money Laundering

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703417

This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.

Recording Available

* Per Attendee $249

 

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 704967

This training program will provide financial professionals guidance on key ratio analysis . It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.

Recording Available

* Per Attendee $229

 

Implementing Operational Risk Management in Foreign Exchange Activities

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 704115

This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.

Recording Available

* Per Attendee $249

 

Report Writing for Auditing Professionals

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 703814

Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.

Recording Available

* Per Attendee $249

 

Travel and Expense Policy Development and Automation

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 704880

In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.

Recording Available

* Per Attendee $199

 

Using Excel to Detect Fraud

webinar-speaker   Joe Weil

webinar-time   100 Min

Product Id: 705022

This webinar training pays for itself in terms of your firm's potential savings and detection of fraud. The training is designed to both prevent and detect fraud. We first teach you how to establish an administrative environment where fraud is less likely to occur. We’ll then examine Excel tools that are used by CPAs and Internal Auditors to detect fraud.

Recording Available

* Per Attendee $199

 

Accounts Payable Fraud - Detecting and Preventing AP Fraud

webinar-speaker   Peter Goldmann

webinar-time   90 Min

Product Id: 702441

This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.

Recording Available

* Per Attendee $199

 

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

webinar-speaker   Peter Goldmann

webinar-time   90 Min

Product Id: 702455

This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.

Recording Available

* Per Attendee $199

 

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