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Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

/ Jul

Wednesday-2020

Monitoring High Risk Transactions

Speaker: Doug Keipper
Product ID: 703001
Duration: 60 Min

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

* Per Attendee
$199

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/ Jul

Wednesday-2020

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

Speaker: Peter Goldmann
Product ID: 702455
Duration: 90 Min

This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.

* Per Attendee
$199

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/ Jul

Wednesday-2020

BSA/AML Hot Topics - What is on the Horizon

Speaker: William Schlameuss
Product ID: 703495
Duration: 60 Min

This webinar will highlight current and potential BSA hot topics and areas of interest that are being acknowledged and recognized by regulators and examiners. It will look at these areas and the specifics of each area as it pertains to BSA.

* Per Attendee
$299

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/ Jul

Tuesday-2020

Principles for the Management of Operational Risk

Speaker: Stanley Epstein
Product ID: 702286
Duration: 90 Min

This webinar highlights the evolution of operational risk management. The principles outlined in the Bank for International Settlements (BIS) report are based on best industry practice, supervisory experience and cover three overarching themes: governance, risk management and disclosure. We will look at the practicality of these principles and the implementation factors with each of them.

* Per Attendee
$199

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/ Jul

Wednesday-2020

Adopting Strategic Risk Management to Achieve Effective Enterprise Governance, Compliance and Reduce Corporate Exposure

Speaker: Javier Kuong
Product ID: 706264
Duration: 120 Min

The webinar focuses on a modern approach to practice “Strategic and Top-down” Risk Management (SRM) that is anticipatory and preventive in nature that can materially contribute to pave the way for organizations to meet their strategic goals and “business” objectives that benefit the entire organization.

* Per Attendee
$229

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/ Jul

Thursday-2020

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

Speaker: Mario Mosse
Product ID: 703995
Duration: 90 Min

This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.

* Per Attendee
$199

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/ Jul

Thursday-2020

Weed, Cocaine and Heroin: What it Means to Your Bank or Credit Union?

Speaker: Doug Keipper
Product ID: 705440
Duration: 60 Min

This webinar will focus on the today’s marketplace for weed, cocaine and opioids including heroin. It will cover topics such as FinCEN’s expectations regarding Marijuana-related businesses, drug enforcement agency fact sheets, FBI and DEA documentary on opioid abuse, summary review of transactions and much more.

* Per Attendee
$199

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/ Jul

Thursday-2020

BSA/AML Compliance Checklists

Speaker: John F Reynolds
Product ID: 703178
Duration: 60 Min

This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.

* Per Attendee
$299

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/ Aug

Thursday-2020

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

Speaker: John F Reynolds
Product ID: 703792
Duration: 60 Min

This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

* Per Attendee
$179

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/ Aug

Tuesday-2020

Preparing for a BSA/OFAC Regulatory Examination

Speaker: William Schlameuss
Product ID: 703554
Duration: 60 Min

This webinar will address steps a company can take in advance to optimize the progress of a BSA/OFAC regulatory examination. It will provide guidelines for positively and accurately representing your AML and OFAC programs to regulators for the most efficacious outcome.

* Per Attendee
$149

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/ Aug

Wednesday-2020

Service Level Agreements (SLAs) - Preparation Guidelines for Effective SLAs

Speaker: Javier Kuong
Product ID: 700485
Duration: 120 Min

This 2-hr webinar on Service Level Agreements (SLAs) will provide you with sound principles and a set of guidelines for developing and preparing ‘effective’ Service Level Agreements (SLAs) for an internal service function or an outside service provider.

* Per Attendee
$199

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/ Aug

Wednesday-2020

How to Conduct High Quality Risk Assessments

Speaker: Mario Mosse
Product ID: 704994
Duration: 90 Min

This training program will help articulate your business objectives and define the scope of your risk assessment. It will guide attendees in identifying the most appropriate risk assessment technique and plan and facilitate a risk assessment. Further, the session will help tailor a risk matrix to enable you to rate your risks.

* Per Attendee
$299

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/ Aug

Thursday-2020

Accounts Payable Fraud - Detecting and Preventing AP Fraud

Speaker: Peter Goldmann
Product ID: 702441
Duration: 90 Min

This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.

* Per Attendee
$199

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/ Sep

Thursday-2020

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

Speaker: Doug Keipper
Product ID: 703110
Duration: 60 Min

This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.

* Per Attendee
$199

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/ Oct

Wednesday-2020

Writing an Effective SAR Narrative

Speaker: Doug Keipper
Product ID: 702993
Duration: 60 Min

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

* Per Attendee
$149

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Recorded/CD

How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities

Speaker: Javier Kuong
Product ID: 700095
Duration: 120 Min

This training will provide valuable knowledge on what companies need to do to establish an "effective" Compliance Office that leads to conceiving, developing and implementing successful GRC programs and provides top level coordinating leadership for governance, risk management and compliance issues across the enterprise.

CD/Recorded
$249

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Recorded/CD

The Essentials of Managing Operational Risk

Speaker: Stanley Epstein
Product ID: 702359
Duration: 90 Min

This webinar provides a systematic approach covering the fundamental steps needed to manage operational risks in banks and financial institutions. Based on the three-core approach to operational risk management, it expands into critical issues such as risk analysis, risk appetite, probability, impact, and risk mitigation processes.

CD/Recorded
$249

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Recorded/CD

Critical Anti-Fraud Audits under Procurement and Accounts Payable

Speaker: Marna Steuart
Product ID: 703533
Duration: 60 Min

This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.

CD/Recorded
$249

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Recorded/CD

Implementing Operations Risk Management within an ERM Framework

Speaker: Mario Mosse
Product ID: 703728
Duration: 90 Min

Sound management of operational risk is an integral part of strong governance, risk and compliance (GRC) and enterprise risk management. In this session, the instructor will define operational risk and explain how to identify, quantify, manage, and control it. He will discuss why all employees must be cognizant of these risks in their day to day jobs and how an organization can better manage and control these risks that have resulted in the failure of several high profile firms and significant losses and unwanted press at others. The course will also review and discuss the building blocks and key players in implementing an effective ORM program that is integrated into the enterprise risk management framework.

CD/Recorded
$249

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Recorded/CD