ComplianceOnline

Corporate Governance Risk Management Training - Live Webinars, Recordings & CDs

Streamlining Your Internal Auditing Process
24
/ Jun
Monday-2019

Streamlining Your Internal Auditing Process

  • Speaker: Betty Lane
  • Product ID: 703448
  • Duration: 60 Min
This webinar will cover creating of a value-added internal auditing program that is compliant to FDA cGMP/ Quality System Regulation and ISO 13485. It will include how to set up and manage the auditing system as well as how to conduct an internal audit and document the results and any nonconformities. It will discuss the value of a good internal auditing program.
* Per Attendee
$199
FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?
25
/ Jun
Tuesday-2019

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

  • Speaker: Gina Lowdermilk
  • Product ID: 703792
  • Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
* Per Attendee
$179
How to Conduct High Quality Risk Assessments
25
/ Jun
Tuesday-2019

How to Conduct High Quality Risk Assessments

  • Speaker: Mario Mosse
  • Product ID: 704994
  • Duration: 90 Min
This training program will help articulate your business objectives and define the scope of your risk assessment. It will guide attendees in identifying the most appropriate risk assessment technique and plan and facilitate a risk assessment. Further, the session will help tailor a risk matrix to enable you to rate your risks.
* Per Attendee
$199
Monitoring High Risk Transactions
26
/ Jun
Wednesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$149
How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions
28
/ Jun
Friday-2019

How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

  • Speaker: Michael C Redmond
  • Product ID: 703580
  • Duration: 60 Min
This webinar highlights the importance of an effective ERM program in project management and risk assessment. Attendees will learn how to implement a viable ERM program including documenting and testing it.
* Per Attendee
$199
Time Extension Requests - A Checklist
11
/ Jul
Thursday-2019

Time Extension Requests - A Checklist

  • Speaker: Jim Zack
  • Product ID: 704345
  • Duration: 90 Min
This training program may well change the way in which you prepare or analyze the very next time extension request you have to deal with. It will discuss rules concerning time extension requests, arguments about waiver and apportionment of liquidated damages, concurrent delay issues and who has to prove concurrent delay, and more.
* Per Attendee
$149
How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities
17
/ Jul
Wednesday-2019

How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities

  • Speaker: Javier Kuong
  • Product ID: 700095
  • Duration: 120 Min
This training will provide valuable knowledge on what companies need to do to establish an "effective" Compliance Office that leads to conceiving, developing and implementing successful GRC programs and provides top level coordinating leadership for governance, risk management and compliance issues across the enterprise.
* Per Attendee
$199
Developing an Effective Fraud Risk Management Program
17
/ Jul
Wednesday-2019

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
* Per Attendee
$199
Implementing Operations Risk Management within an ERM Framework
19
/ Jul
Friday-2019

Implementing Operations Risk Management within an ERM Framework

  • Speaker: Mario Mosse
  • Product ID: 703728
  • Duration: 90 Min
Sound management of operational risk is an integral part of strong governance, risk and compliance (GRC) and enterprise risk management. In this session, the instructor will define operational risk and explain how to identify, quantify, manage, and control it. He will discuss why all employees must be cognizant of these risks in their day to day jobs and how an organization can better manage and control these risks that have resulted in the failure of several high profile firms and significant losses and unwanted press at others. The course will also review and discuss the building blocks and key players in implementing an effective ORM program that is integrated into the enterprise risk management framework.
* Per Attendee
$199
FATCA - Implications, Changes and How to Implement in a Foreign Financial Institution
25
/ Jul
Thursday-2019

FATCA - Implications, Changes and How to Implement in a Foreign Financial Institution

  • Speaker: Jason Simpson
  • Product ID: 702989
  • Duration: 60 Min
This training on Foreign Account Tax Compliance Act (FATCA ) will highlight the evolution of the Act and its current regulations. It will also provide attendees practical and effective methods for solid FATCA implementation along with tools for identifying FATCA specific complexities in order to avoid enforcement actions.
* Per Attendee
$199
SR Letter 11-7 - Supervisory Guidance on Model Risk Management
20
/ Aug
Tuesday-2019

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

  • Speaker: Mario Mosse
  • Product ID: 703995
  • Duration: 90 Min
This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.
* Per Attendee
$199
How to Understand and Analyze Financial Statements for Non-Financial Professionals
20
/ Aug
Tuesday-2019

How to Understand and Analyze Financial Statements for Non-Financial Professionals

  • Speaker: Joe Weil
  • Product ID: 704958
  • Duration: 90 Min
This webinar will be an informative session for all financial and non-financial professionals to understand the financial statements like balance sheet, income statement, cash flow and more. Participants will learn how to analyze and interpret these statements to assess the profitability, liquidity, efficiency and leverage of their company.
* Per Attendee
$79
BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both
23
/ Aug
Friday-2019

BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both

  • Speaker: Jason Simpson
  • Product ID: 703055
  • Duration: 60 Min
This AML training will provide you the tools to identify the differences between money laundering and terrorist financing and how to protect your financial institute against potential criminal activity. It will also highlight the complexities of modern day proactive compliance departments.
* Per Attendee
$199
BSA/AML Compliance Checklists
18
/ Sep
Wednesday-2019

BSA/AML Compliance Checklists

  • Speaker: Gina Lowdermilk
  • Product ID: 703178
  • Duration: 60 Min
This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.
* Per Attendee
$199
Recorded/CD
Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 703775
  • Duration: 100 Min
Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.
CD/Recorded
$249
Recorded/CD
The Essentials of Managing Operational Risk

The Essentials of Managing Operational Risk

  • Speaker: Stanley Epstein
  • Product ID: 702359
  • Duration: 90 Min
This webinar provides a systematic approach covering the fundamental steps needed to manage operational risks in banks and financial institutions. Based on the three-core approach to operational risk management, it expands into critical issues such as risk analysis, risk appetite, probability, impact, and risk mitigation processes.
CD/Recorded
$149
Recorded/CD
How to Prepare an Effective Audit Manual for an Internal Audit Department

How to Prepare an Effective Audit Manual for an Internal Audit Department

  • Speaker: Marna Steuart
  • Product ID: 703684
  • Duration: 90 Min
This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.
CD/Recorded
$249
Recorded/CD
How to Think Like a Crook - Money Laundering Prevention

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
CD/Recorded
$199
Recorded/CD
How to Conduct an Internal Audit to Avoid an External One

How to Conduct an Internal Audit to Avoid an External One

  • Speaker: Vicki M. Lambert
  • Product ID: 703353
  • Duration: 90 Min
Attend this webinar to learn the strategies for conducting an internal audit and discover whether or not you have been subject to fraud plus help you to prevent internal fraud in the future. It will provide best practices for payroll departments to avoid external audits.
CD/Recorded
$249
Recorded/CD
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
CD/Recorded
$229
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