WEBINARS

 

SOX Regulatory Compliance Training - Live Webinars, Recordings & CDs

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

webinar-speaker   Kelly Eisenhardt

webinar-time   60 Min

Product Id: 703871

This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.

Recording Available

* Per Attendee $229

 

SOX: Internal Controls for Accounts Payable

webinar-speaker   Mike Morley

webinar-time   60 Min

Product Id: 700323

This Internal Controls for Accounts Payable webinar will provide you with the tools you need to establish and maintain strong internal controls in the A/P department that meet Sarbanes-Oxley standards.

Recording Available

* Per Attendee $229

 

Analyzing IFRS Financial Statements - What’s the Difference?

webinar-speaker   Mike Morley

webinar-time   60 Min

Product Id: 704558

This training program will answer questions related to IFRS financial statements and compare them to GAAP based statements using numbers from examples that come from every-day life. The course will also analyze the four key principles of IFRS and the cash flow statement, and discuss using financial statement notes to decode the numbers.

Recording Available

* Per Attendee $229

 

Operational Risk Scenario Analysis

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 703751

Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.

Recording Available

* Per Attendee $249

 

Is Your Compliance Program Due for an Update?

webinar-speaker   Jim Kandler

webinar-time   60 Min

Product Id: 705085

This training program will highlight common issues that occur over time with material compliance programs, and demonstrate how to address them. This can result in a more effective and responsive material compliance effort for your company.

Recording Available

* Per Attendee $299

 

Achieving Sustainability Results with ISO 26000

webinar-speaker   Kelly Eisenhardt

webinar-time   60 Min

Product Id: 705079

The International Standards Organization (ISO) defined the ISO 26000 guideline for the use and planning of all structured, measured, and monitored social responsibility programming. This standard enables companies to initiate and track performance of CSR programs by focusing on the triple bottom line (TBL) - people, planet, and profit. This training program will offer in depth look at the key components of the ISO 26000 guideline and best practices to implement and support a social responsibility program.

Recording Available

* Per Attendee $249

 

Sarbanes-Oxley Act Section 404: How to Establish an Effective Internal Controls System

webinar-speaker   David Sanders

webinar-time   90 Min

Product Id: 704395

This webinar will enhance your knowledge of SOX Section 404 (Sarbanes-Oxley Act Section 404) by helping you understand the elements of an internal controls system. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's overall security and effectiveness. SOX Section 404 mandates that all publicly-traded companies must establish internal controls and procedures for financial reporting and must document, test and maintain those controls and procedures to ensure their effectiveness.

Recording Available

* Per Attendee $249

 

The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

webinar-speaker   Craig M Taggart

webinar-time   90 Min

Product Id: 703916

This training program on the SEC’s new whistleblower rules will detail a fraud examiner’s role in whistleblowing and offer guidance for potential whistleblowers. The regulations the SEC issued governing the whistleblower program are dense, virtually incomprehensible to non-lawyers, and full of legal traps to gaining an award. This course will offer attendees a clear understanding of the regulations as they stand now.

Recording Available

* Per Attendee $249

 

Internal Controls - What Every Manager Needs to Know

webinar-speaker   Lynn Fountain

webinar-time   90 Min

Product Id: 703148

This webinar highlights the importance of management’s role in instilling proper internal controls within their processes. In this session, instructor will explore methods to educate management on their individual responsibilities for control processes and the variance between a control malfunction and control design issues. Participants will be provided with tools to help management better understand their role in internal control and effectively execute their obligations. The session will also review the impending COSO changes and examine how they may impact your organization.

Recording Available

* Per Attendee $249

 

Compliance Department Restructuring with the New Regulatory Demands

webinar-speaker   Carlo Chalhoub

webinar-time   60 Min

Product Id: 705454

This webinar addresses recent changes in the compliance environment. It will also discuss the process for evaluating compliance department structure and the goals of compliance restructuring.

Recording Available

 

COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

webinar-speaker   Lynn Fountain

webinar-time   90 Min

Product Id: 704696

This training program will highlight the importance of management’s role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals. The impending release of the new COSO Framework clearly outlines the importance of understanding all aspects of internal control and ensuring those elements are properly working together in an effective manner.

Recording Available

 

How to Establish an Effective Internal Control System

webinar-speaker   David Sanders

webinar-time   90 Min

Product Id: 705133

This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.

Recording Available

 

The Internal Ratings Based Risk-Weight Formula

webinar-speaker   Fred Vacelet

webinar-time   60 Min

Product Id: 705198

Within the same document recommending never to take up a model without its full analysis and justification, the Basel Committee demanded that banks take up the IRB formula, explained par. 272 of the Basel II original text. This formula has, since then, determined to a large extent the amount of regulatory capital in the financial system. This webinar training will break down the rationale and the limitations of this critical formula.

Recording Available

* Per Attendee $179

 

Corporate Governance and the Board of Directors' Role

webinar-speaker   Adam Kerns

webinar-time   60 Min

Product Id: 705067

This webinar will offer a comprehensive, in-depth review of the state laws affecting the corporate governance standards applicable to insurance companies and the board of directors’ role in those standards.

Recording Available

* Per Attendee $229

 

AML Risks in Correspondent Banking: What You Need to Know for 2017

webinar-speaker   Joe Soniat

webinar-time   60 Min

Product Id: 704997

Correspondent banking has become a hot topic with BSA AML over the past few years. With examination scrutiny on correspondent banking high, this training program will highlight why it is essential to know the risk and what to do when it comes to banking other banks.

Recording Available

* Per Attendee $279

 

Ethics in the Financial Services Industry

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 705053

The application and practice of ethical behavior is not just about complying with rules and regulations but about doing the right thing. This training program will discuss case studies and how to apply best practical ethical behavior and how to incorporate the ethical behavior into your firm’s overall business culture.

Recording Available

 

Reducing the Cost of RoHS and REACH Compliance Declarations

webinar-speaker   Jim Kandler

webinar-time   60 Min

Product Id: 705028

This training program will introduce different methods to improve existing declaration collection efforts. It will propose several practical methods a manufacturer might implement to make their material compliance efforts more effective.

Recording Available

* Per Attendee $209

 

The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 705021

This 60-minute training session will provide a detailed overview of the Department of Labor’s Final Fiduciary Rule including the history and on-going resistance to the rule. The session will delve into details on how the rule was established and who it will be applied to. The webinar instructor will discuss the summary of the details of the new final rule and what firms must do to comply.

Recording Available

* Per Attendee $179

 

The Overall Annual Compliance Review - Latest Advisers Act

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 705016

This webinar will focus on compliance requirements to prevent violations of the Advisers Act. The training program will also discuss how to design your firm’s annual review and effectively manage the review process.

Recording Available

 

Preparing a Financial Industry Compliance Manual and Code of Ethics

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 704962

This training program will detail developing a compliance manual and a code of ethics for the financial industry, with the intent of clarifying the requirements of the Advisers Act. The instructor will also guide attendees on testing the manual, effectively managing it, and keeping it constantly updated.

Recording Available

 

 

 

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