Complying with Sarbanes Oxley (SOX), Section 404

Instructor: Bernice Russell Bond
Product ID: 700944
  • Duration: 90 Min

recorded version

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Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Sep-2008

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Read Frequently Asked Questions

Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner.


Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.

Areas Covered in the seminar:

  • What is Section 404.
  • Computer Controls in scope for SOX.
  • Difference between General IT Controls and Application general controls.
  • How to determine Applications in scope for SOX.
  • Who is responsible to documenting and testing General Controls and Automated Controls.
  • Creating an IT Risk Inventory.
  • Testing of 3rd party managed applications.
  • Sample Size and Testing frequency.

Who will benefit:

  • Information Technology personnel responsible for IT General Controls and Application General Controls
  • Process owner of systems that support Financial Reporting
  • Sarbanes Oxley compliance personnel
  • IT internal auditors

Instructor Profile:

Bernice Russell-Bond, As President of BRUSSELL Consulting, Inc (BCI), Bernice brings over fifteen years of business operations, risk management, audit and compliance experience. She has worked for business, legal, audit, and IT management groups within various industries including manufacturing, financial and pharmaceutical. She has acquired practical insights, exposure to leading compliance practices, and seasoned judgment based on her work supporting the Compliance and IT Groups of Global Companies. In addition to her experience, Bernice also has the following academic credentials: B.S. in Accounting from Hampton University and an M.B.A with an emphasis in Technology Management from the University of Phoenix.

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