ComplianceOnline

Ethics, Fraud and Corruption Training - Live Webinars, Recordings & CDs

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence
9
/ Dec
Monday-2019

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702646
  • Duration: 60 Min
This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.
* Per Attendee
$199
Operational Risk Scenario Analysis
12
/ Dec
Thursday-2019

Operational Risk Scenario Analysis

  • Speaker: Mario Mosse
  • Product ID: 703751
  • Duration: 90 Min
Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.
* Per Attendee
$199
How to Think Like a Crook - Money Laundering Prevention
17
/ Dec
Tuesday-2019

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
* Per Attendee
$149
Accounts Payable Fraud - Detecting and Preventing AP Fraud
8
/ Jan
Wednesday-2020

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 90 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
* Per Attendee
$199
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
28
/ Jan
Tuesday-2020

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
Employee Fraud Detection and Prevention
20
/ Feb
Thursday-2020

Employee Fraud Detection and Prevention

  • Speaker: Peter Goldmann
  • Product ID: 704040
  • Duration: 90 Min
This fraud training program will focus on understanding the fraud problem and what propels employees to commit fraud. The course will also offer essential fraud detection tools and techniques and highlight best practices for developing and implementing anti-fraud controls.
* Per Attendee
$199
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence
12
/ Mar
Thursday-2020

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

  • Speaker: Peter Goldmann
  • Product ID: 702455
  • Duration: 90 Min
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
* Per Attendee
$199
Implementing P-Card Policies, Procedures, and Internal Controls Best Practices
24
/ Mar
Tuesday-2020

Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

  • Speaker: Chris Doxey
  • Product ID: 703920
  • Duration: 60 Min
This training program will discuss how purchasing cards (P Cards) provide a means for streamlining the procure-to-pay process, allowing organizations to procure goods and services in a timely manner, reduce transaction costs, track expenses, take advantage of supplier discounts, reduce or redirect staff in the purchasing and/or accounts payable departments, reduce or eliminate petty cash, and more. It will also illustrate how a P-Card program can create additional fraud risk and requires robust policies, procedures, and internal controls.
* Per Attendee
$199
Recorded/CD
The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

  • Speaker: Peter Goldmann
  • Product ID: 703154
  • Duration: 90 Min
This training program will facilitate participants’ understanding of fraud risks, detecting fraud indicators, gathering evidence to substantiate suspicions of actual wrongdoing and eliminating control weaknesses in all pertinent business functions.
CD/Recorded
$249
Recorded/CD
Continuous Monitoring Projects in Purchasing and Accounts Payable - How to Detect Anomolies

Continuous Monitoring Projects in Purchasing and Accounts Payable - How to Detect Anomolies

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 100 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
CD/Recorded
$249
Recorded/CD
Is Your Compliance Program Due for an Update?

Is Your Compliance Program Due for an Update?

  • Speaker: Jim Kandler
  • Product ID: 705085
  • Duration: 60 Min
This training program will highlight common issues that occur over time with material compliance programs, and demonstrate how to address them. This can result in a more effective and responsive material compliance effort for your company.
CD/Recorded
$299
Recorded/CD
BSA/AML Compliance Checklists

BSA/AML Compliance Checklists

  • Speaker: Gina Lowdermilk
  • Product ID: 703178
  • Duration: 60 Min
This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.
CD/Recorded
$249
Recorded/CD
BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both

BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both

  • Speaker: Jason Simpson
  • Product ID: 703055
  • Duration: 60 Min
This AML training will provide you the tools to identify the differences between money laundering and terrorist financing and how to protect your financial institute against potential criminal activity. It will also highlight the complexities of modern day proactive compliance departments.
CD/Recorded
$249
Recorded/CD
Red Flags and EDD for Non-Bank Financial Institutions

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
CD/Recorded
$249
Recorded/CD
Developing an Effective Fraud Risk Management Program

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
CD/Recorded
$249
Recorded/CD
FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

  • Speaker: Gina Lowdermilk
  • Product ID: 703792
  • Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
CD/Recorded
$249
Recorded/CD
EDD what are the auditors looking for?

EDD what are the auditors looking for?

  • Speaker: Vicki Landon
  • Product ID: 703455
  • Duration: 90 Min
This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.
CD/Recorded
$249
Recorded/CD
Procure-to-Pay Fraud: Detecting and Preventing Purchasing, Receiving and Disbursement Frauds

Procure-to-Pay Fraud: Detecting and Preventing Purchasing, Receiving and Disbursement Frauds

  • Speaker: Peter Goldmann
  • Product ID: 702608
  • Duration: 90 Min
This P2P fraud control webinar will discuss how to prevent procure-to-pay fraud by understanding the red flags in all three stages of purchasing, receiving and disbursements. It will teach you which tools and techniques to use for P2P fraud detection and How to conduct a Fraud Risk Assessment of the P2P Cycle and build effective control framework.
CD/Recorded
$249
Recorded/CD
Enforcement Actions and how they can affect your Institution

Enforcement Actions and how they can affect your Institution

  • Speaker: Thomas Nollner
  • Product ID: 705503
  • Duration: 60 Min
This webinar will review the regulatory history and background of the financial institution involved, the findings of the regulators and law enforcement during examinations and onsite reviews, the reasoning behind the enforcement actions, and the expectation of the regulators and law enforcement going forward. It will further discuss policy changes, procedure enhancements, and operational practices the financial institution could have taken to prevent the weaknesses that caused the enforcement action.
CD/Recorded
$229
Recorded/CD
Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong

Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong

  • Speaker: Chris Doxey
  • Product ID: 703859
  • Duration: 60 Min
This unique and interactive workshop will analyze real time case studies from all components of the procure to pay (P2P) process that include: procurement, T&E, P-Card, AP, and disbursements. Attendees will have an opportunity to discuss what went wrong and will determine the key internal controls that were missing. The instructor will highlight the three critical corporate controls, the standards of internal control for P2P, and the top twenty controls for AP.
CD/Recorded
$249
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