ComplianceOnline

Ethics, Fraud and Corruption Training - Live Webinars, Recordings & CDs

Red Flags and EDD for Non-Bank Financial Institutions
14
/ Jan
Monday-2019

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
* Per Attendee
$199
Developing an Effective Fraud Risk Management Program
15
/ Jan
Tuesday-2019

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
* Per Attendee
$199
Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence
15
/ Jan
Tuesday-2019

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702646
  • Duration: 60 Min
This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.
* Per Attendee
$199
How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities
16
/ Jan
Wednesday-2019

How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities

  • Speaker: Michael C Redmond
  • Product ID: 704991
  • Duration: 60 Min
This training program will discuss how to develop a great GRC program that ensures proper governance, risk management and compliance management of all IT systems and processes that support the business operations.
* Per Attendee
$199
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence
23
/ Jan
Wednesday-2019

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

  • Speaker: Peter Goldmann
  • Product ID: 702455
  • Duration: 90 Min
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
* Per Attendee
$199
The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program
6
/ Feb
Wednesday-2019

The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

  • Speaker: Craig M Taggart
  • Product ID: 703916
  • Duration: 90 Min
This training program on the SEC’s new whistleblower rules will detail a fraud examiner’s role in whistleblowing and offer guidance for potential whistleblowers. The regulations the SEC issued governing the whistleblower program are dense, virtually incomprehensible to non-lawyers, and full of legal traps to gaining an award. This course will offer attendees a clear understanding of the regulations as they stand now.
* Per Attendee
$199
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
6
/ Feb
Wednesday-2019

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
Implementing P-Card Policies, Procedures, and Internal Controls Best Practices
19
/ Feb
Tuesday-2019

Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

  • Speaker: Chris Doxey
  • Product ID: 703920
  • Duration: 60 Min
This training program will discuss how purchasing cards (P Cards) provide a means for streamlining the procure-to-pay process, allowing organizations to procure goods and services in a timely manner, reduce transaction costs, track expenses, take advantage of supplier discounts, reduce or redirect staff in the purchasing and/or accounts payable departments, reduce or eliminate petty cash, and more. It will also illustrate how a P-Card program can create additional fraud risk and requires robust policies, procedures, and internal controls.
* Per Attendee
$199
EDD what are the auditors looking for?
21
/ Feb
Thursday-2019

EDD what are the auditors looking for?

  • Speaker: Vicki Landon
  • Product ID: 703455
  • Duration: 90 Min
This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.
* Per Attendee
$199
Critical Anti-Fraud Audits under Procurement and Accounts Payable
14
/ Mar
Thursday-2019

Critical Anti-Fraud Audits under Procurement and Accounts Payable

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 100 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
* Per Attendee
$199
BSA/AML Compliance Checklists
19
/ Mar
Tuesday-2019

BSA/AML Compliance Checklists

  • Speaker: Gina Lowdermilk
  • Product ID: 703178
  • Duration: 60 Min
This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.
* Per Attendee
$199
Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong
20
/ Mar
Wednesday-2019

Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong

  • Speaker: Chris Doxey
  • Product ID: 703859
  • Duration: 60 Min
This unique and interactive workshop will analyze real time case studies from all components of the procure to pay (P2P) process that include: procurement, T&E, P-Card, AP, and disbursements. Attendees will have an opportunity to discuss what went wrong and will determine the key internal controls that were missing. The instructor will highlight the three critical corporate controls, the standards of internal control for P2P, and the top twenty controls for AP.
* Per Attendee
$199
Recorded/CD
Detecting and Preventing Embezzlement in Your Organization

Detecting and Preventing Embezzlement in Your Organization

  • Speaker: Peter Goldmann
  • Product ID: 703763
  • Duration: 90 Min
While there are innumerable ways to detect, prevent and investigate embezzlement, it is not always easy to organize a consistently effective anti-embezzlement strategy. This webinar will guide you through the common and not-so-common forms of embezzlement—with uniquely instructional case studies. It will emphasize the red flags of each and go on to highlight best practices in embezzlement risk mitigation.
CD/Recorded
$249
Recorded/CD
How to Think Like a Crook - Money Laundering Prevention

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
CD/Recorded
$199
Recorded/CD
Operational Risk Scenario Analysis

Operational Risk Scenario Analysis

  • Speaker: Mario Mosse
  • Product ID: 703751
  • Duration: 90 Min
Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.
CD/Recorded
$249
Recorded/CD
Accounts Payable Fraud - Detecting and Preventing AP Fraud

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 100 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
CD/Recorded
$249
Recorded/CD
Conducting Internal Investigations: Insights from Former SEC Inspector General

Conducting Internal Investigations: Insights from Former SEC Inspector General

  • Speaker: H. David Kotz
  • Product ID: 703339
  • Duration: 90 Min
This training will provide the attendees simple but powerful tools and tips to conduct credible and thorough internal investigations. Attendees will learn how to perform effective witness interviews.
CD/Recorded
$249
Recorded/CD
Vendor Fraud - How to Prevent Them for Large scale Companies

Vendor Fraud - How to Prevent Them for Large scale Companies

  • Speaker: Peter Goldmann
  • Product ID: 703157
  • Duration: 90 Min
This training on detecting and preventing vendor fraud will help the attendees to identify the different types of vendor-related fraud schemes and implement best practice anti-fraud control strategies.
CD/Recorded
$249
Recorded/CD
FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

  • Speaker: Barbara Keller
  • Product ID: 703792
  • Duration: 60 Min
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
CD/Recorded
$249
Recorded/CD
Evidence Gathering in a Fraud Investigation

Evidence Gathering in a Fraud Investigation

  • Speaker: H. David Kotz
  • Product ID: 703261
  • Duration: 75 Min
This training on fraud investigation will explain how to deal effectively with allegations of fraud and how to conduct internal investigations. It will provide the attendees tips on how to gather evidence in a fraud investigation.
CD/Recorded
$249
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