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Home › Online Training ›Corporate Governance Training ›  Regulatory Requirements

Corporate Governance Regulatory Requirements Training - Live Webinars, Recordings & CDs

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Bank Director Training - Directing from a Strategic and Tactical Perspective
24
/ Jun
Monday-2019

Bank Director Training - Directing from a Strategic and Tactical Perspective

  • Speaker: David L Osburn
  • Product ID: 704759
  • Duration: 60 Min
This training program will review the three keys to success for any bank: marketing, financing, and management. The webinar will also include how to correctly interpret the bank’s financial statements including analyzing key numbers and ratios. Additionally, attendees will be exposed to how a bank’s overall success is measured including the CAMELS rating, Baurer Financial Rating, and Texas Ratio. Furthermore, various bank HR issues and the risk of cyber security threats will be outlined.
* Per Attendee
$199
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Recorded/CD
The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

  • Speaker: Craig M Taggart
  • Product ID: 703916
  • Duration: 90 Min
This training program on the SEC’s new whistleblower rules will detail a fraud examiner’s role in whistleblowing and offer guidance for potential whistleblowers. The regulations the SEC issued governing the whistleblower program are dense, virtually incomprehensible to non-lawyers, and full of legal traps to gaining an award. This course will offer attendees a clear understanding of the regulations as they stand now.
CD/Recorded
$249
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Recorded/CD
Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

  • Speaker: Kelly Eisenhardt
  • Product ID: 703871
  • Duration: 60 Min
This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.
CD/Recorded
$179
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Recorded/CD
Becoming a Chief Audit Executive - Leading the Internal Audit Function

Becoming a Chief Audit Executive - Leading the Internal Audit Function

  • Speaker: Lynn Fountain
  • Product ID: 704614
  • Duration: 90 Min
This training program will enumerate the IIA Standards and the auditor’s responsibility to abide by the standards. The program will also look at management’s expectations of internal audit and detail skills required for internal audit management. It will provide real-world examples and challenges facing today’s internal audit.
CD/Recorded
$249
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Recorded/CD
Practical Risk Appetite and Risk Tolerance

Practical Risk Appetite and Risk Tolerance

  • Speaker: Mario Mosse
  • Product ID: 704949
  • Duration: 90 Min
This webinar will discuss how to implement and monitor risk policy. The instructor will explain the challenges and opportunities involved in developing and implementing an effective risk appetite statement, which is supported by risk limits, and the determination of actual exposure against those limits and risk tolerance.
CD/Recorded
$229
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Recorded/CD
How to Effectively perform due diligence on outsourced vendors and Navigating SEC and Federal Regulations of Cybersecurity

How to Effectively perform due diligence on outsourced vendors and Navigating SEC and Federal Regulations of Cybersecurity

  • Speaker: Lisa Marsden
  • Product ID: 704154
  • Duration: 60 Min
This training program will equip attendees with basic everyday tools to keep cyber criminals at bay. The course will also emphasize the need for effective communication between team members of a financial firm.
CD/Recorded
$229
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Recorded/CD
Choosing and Using Key Risk Indicators

Choosing and Using Key Risk Indicators

  • Speaker: Mario Mosse
  • Product ID: 704948
  • Duration: 60 Min
This webinar will discuss the significance, nature and types of KRIs. The instructor will discuss how to develop, evaluate and implement KRIs in accordance with organization’s risk culture and create strategies for effective reporting of risk indicators that lead to management action.
CD/Recorded
$249
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Recorded/CD
Compliance Department Restructuring with the New Regulatory Demands

Compliance Department Restructuring with the New Regulatory Demands

  • Speaker: Carlo Chalhoub
  • Product ID: 705454
  • Duration: 60 Min
This webinar addresses recent changes in the compliance environment. It will also discuss the process for evaluating compliance department structure and the goals of compliance restructuring.
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Recorded/CD
The Affordable Care Act: Key Compliance Issues for Employers in 2017 and Beyond

The Affordable Care Act: Key Compliance Issues for Employers in 2017 and Beyond

  • Speaker: Janette Levey Frisch
  • Product ID: 703843
  • Duration: 120 Min
This training program will focus on ACA compliance requirements for 2017. It will also cover topics such as anti-discrimination provisions for highly compensated employees, affordable coverage penalty, transitional relief for some employers in 2017, and more.
CD/Recorded
$149
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Recorded/CD
Exclusive Cyber Security Incident Management Program 2017

Exclusive Cyber Security Incident Management Program 2017

  • Speaker: William Akel
  • Product ID: 705380
  • Duration: 60 Min
Gain a better understanding of cyber security incident management that is proactive versus reactive, learn methods to minimize business disruption and damages, and the impact and urgency on customers and the business for risk and costs.
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Recorded/CD
BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

  • Speaker: Kara Lamphere
  • Product ID: 703493
  • Duration: 60 Min
This webinar will highlight BSA/AML/OFAC risk assessments and evaluation compliance program. It will discuss BSA definitions, OFAC rules, Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR) including additional requirements, such as 314(a), PEPs, and Pouch activities and much more.
CD/Recorded
$249
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Recorded/CD
Stress-Testing in Financial Institutions: Selecting Appropriate Scenarios

Stress-Testing in Financial Institutions: Selecting Appropriate Scenarios

  • Speaker: Fred Vacelet
  • Product ID: 705249
  • Duration: 60 Min
This webinar training on stress testing in financial institutions will depict scenarios, pitfalls to be avoided, and discuss how the choice of the right scenarios can provide good insight into strategic management of a financial institution.
CD/Recorded
$179
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Recorded/CD
Impact and Control of RFIs on Construction Projects

Impact and Control of RFIs on Construction Projects

  • Speaker: Jim Zack
  • Product ID: 704288
  • Duration: 90 Min
This webinar discusses the genesis of RFIs and their development and the use and abuse of RFIs on construction projects including ways to mitigate the potential adverse impact of RFIs. Speaker discusses a number of contractual mechanisms to control the RFI process and mitigate potential impact damage claims based on the number of RFIs. The webinar also sets forth best management practices concerning the RFI process.
CD/Recorded
$199
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Recorded/CD
The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

  • Speaker: Travis A Greaves,T Joshua Wu
  • Product ID: 705112
  • Duration: 60 Min
The new IRS partnership audit rules require all partnership and LLCs taxed as partnerships to amend their partnership agreement and take action now. In this training program, attendees will learn how these rules impact your business and your clients. The session will discuss IRS issues with TEFRA (Tax Equity and Fiscal Responsibility Act) and detail the concepts and terms in the Bipartisan Budget Act.
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Recorded/CD
COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

  • Speaker: Lynn Fountain
  • Product ID: 704696
  • Duration: 90 Min
This training program will highlight the importance of management’s role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals. The impending release of the new COSO Framework clearly outlines the importance of understanding all aspects of internal control and ensuring those elements are properly working together in an effective manner.
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Recorded/CD
Achieving Sustainability Results with ISO 26000

Achieving Sustainability Results with ISO 26000

  • Speaker: Kelly Eisenhardt
  • Product ID: 705079
  • Duration: 60 Min
The International Standards Organization (ISO) defined the ISO 26000 guideline for the use and planning of all structured, measured, and monitored social responsibility programming. This standard enables companies to initiate and track performance of CSR programs by focusing on the triple bottom line (TBL) - people, planet, and profit. This training program will offer in depth look at the key components of the ISO 26000 guideline and best practices to implement and support a social responsibility program.
CD/Recorded
$249
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Recorded/CD
The Internal Ratings Based Risk-Weight Formula

The Internal Ratings Based Risk-Weight Formula

  • Speaker: Fred Vacelet
  • Product ID: 705198
  • Duration: 60 Min
Within the same document recommending never to take up a model without its full analysis and justification, the Basel Committee demanded that banks take up the IRB formula, explained par. 272 of the Basel II original text. This formula has, since then, determined to a large extent the amount of regulatory capital in the financial system. This webinar training will break down the rationale and the limitations of this critical formula.
CD/Recorded
$179
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Recorded/CD
Introduction to EU REACH for US Manufacturers

Introduction to EU REACH for US Manufacturers

  • Speaker: Jim Kandler
  • Product ID: 705190
  • Duration: 60 Min
EU REACH can be confusing and many in the US seek a more solid understanding of it. In this introductory webinar, participants will be introduced to the important terms and concepts of the directive. They will obtain a basic knowledge of what RoHS is about and if they need to learn more.
CD/Recorded
$179
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Recorded/CD
Is Your Compliance Program Due for an Update?

Is Your Compliance Program Due for an Update?

  • Speaker: Jim Kandler
  • Product ID: 705085
  • Duration: 60 Min
This training program will highlight common issues that occur over time with material compliance programs, and demonstrate how to address them. This can result in a more effective and responsive material compliance effort for your company.
CD/Recorded
$199
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Recorded/CD
Introduction to EU RoHS for US Manufacturers

Introduction to EU RoHS for US Manufacturers

  • Speaker: Jim Kandler
  • Product ID: 705068
  • Duration: 60 Min
This European directive is very confusing for many and since it is European there are many in the US that need a clearer understanding of the directive. In this introductory webinar, attendees will be introduced to the important terms and concepts of the directive. Those who attend will obtain basic knowledge to understand what RoHS is about and if they need to learn more.
CD/Recorded
$229
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