WEBINARS

 

Internal Audit and Controls Training - Live Webinars, Recordings & CDs

How to Prepare an Effective Audit Manual for an Internal Audit Department

webinar-speaker   Marna Steuart

webinar-time   75 Min

Product Id: 703684

This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.

24 / Aug / 2021 - Tuesday

* Per Attendee $159

 

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

webinar-speaker   Marna Steuart

webinar-time   75 Min

Product Id: 703775

Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.

Recording Available

* Per Attendee $249

 

Report Writing for Auditing Professionals

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 703814

Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.

Recording Available

* Per Attendee $249

 

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703792

This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

Recording Available

* Per Attendee $249

 

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

webinar-speaker   Kelly Eisenhardt

webinar-time   60 Min

Product Id: 703871

This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.

Recording Available

* Per Attendee $229

 

Critical Anti-Fraud Audits under Procurement and Accounts Payable

webinar-speaker   Marna Steuart

webinar-time   60 Min

Product Id: 703533

This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.

Recording Available

* Per Attendee $249

 

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703110

This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.

Recording Available

* Per Attendee $249

 

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 704967

This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.

Recording Available

* Per Attendee $229

 

Monitoring High Risk Transactions

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703001

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

Recording Available

* Per Attendee $249

 

Streamlining your QMS and Audit System for Remote Audits

webinar-speaker   Betty Lane

webinar-time   60 Min

Product Id: 703448

This webinar will cover creating of a value-added internal auditing program that is compliant to FDA cGMP/ Quality System Regulation and ISO 13485. It will include how to set up and manage the auditing system as well as how to conduct an internal audit and document the results and any nonconformities. It will discuss the value of a good internal auditing program.

Recording Available

* Per Attendee $249

 

How to Conduct High Quality Risk Assessments

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 704994

This training program will help articulate your business objectives and define the scope of your risk assessment. It will guide attendees in identifying the most appropriate risk assessment technique and plan and facilitate a risk assessment. Further, the session will help tailor a risk matrix to enable you to rate your risks.

Recording Available

* Per Attendee $349

 

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 703995

This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.

Recording Available

* Per Attendee $249

 

BSA/AML Compliance Checklists

webinar-speaker   John F Reynolds

webinar-time   60 Min

Product Id: 703178

This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.

Recording Available

* Per Attendee $349

 

How to Think Like a Crook - Money Laundering Prevention

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702770

This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.

Recording Available

* Per Attendee $199

 

Effective Vendor Risk Management

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 705193

Vendor risk management is an important component of a financial institution’s operational risk management program. This training program will examine how a sound vendor risk management program, including careful planning, due diligence and selection, and close oversight and monitoring during the life of the contract, is necessary to reduce the risks posed by the outsourcing of critical functions.

Recording Available

* Per Attendee $229

 

Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

webinar-speaker   Chris Doxey

webinar-time   60 Min

Product Id: 703920

This training program will discuss how purchasing cards (P Cards) provide a means for streamlining the procure-to-pay process, allowing organizations to procure goods and services in a timely manner, reduce transaction costs, track expenses, take advantage of supplier discounts, reduce or redirect staff in the purchasing and/or accounts payable departments, reduce or eliminate petty cash, and more. It will also illustrate how a P-Card program can create additional fraud risk and requires robust policies, procedures, and internal controls.

Recording Available

* Per Attendee $249

 

New Paradigm in Risk Management and Compliance: How to Anticipate and Prepare for More Regulatory Scrutiny

webinar-speaker   Fred Vacelet

webinar-time   60 Min

Product Id: 705183

Understand the paradigm shift in credit risk, market risk and risk regulation. In this webinar training, we will prescribe an antidote against the dust of old risk management thinking, and submit views on what the post-crisis risk management ideas may be.

Recording Available

 

Employee Fraud Detection and Prevention

webinar-speaker   Peter Goldmann

webinar-time   90 Min

Product Id: 704040

This fraud training program will focus on understanding the fraud problem and what propels employees to commit fraud. The course will also offer essential fraud detection tools and techniques and highlight best practices for developing and implementing anti-fraud controls.

Recording Available

* Per Attendee $249

 

Stress-Testing in Financial Institutions: Selecting Appropriate Scenarios

webinar-speaker   Fred Vacelet

webinar-time   60 Min

Product Id: 705249

This webinar training on stress testing in financial institutions will depict scenarios, pitfalls to be avoided, and discuss how the choice of the right scenarios can provide good insight into strategic management of a financial institution.

Recording Available

* Per Attendee $229

 

Operational Risk Scenario Analysis

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 703751

Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.

Recording Available

* Per Attendee $249

 

 

 

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