WEBINARS

 

Banks and Credit Unions Regulatory Compliance Training - Live Webinars, Recordings & CDs

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703110

This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.

14 / Oct / 2021 - Thursday

* Per Attendee $199

 

Implementing Operational Risk Management in Foreign Exchange Activities

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 704115

This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.

26 / Oct / 2021 - Tuesday

* Per Attendee $199

 

Report Writing for Auditing Professionals

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 703814

Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.

Recording Available

* Per Attendee $249

 

Monitoring High Risk Transactions

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703001

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

Recording Available

* Per Attendee $249

 

Identity issues in Banking - 26 Red Flags and More

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 704664

This webinar training helps attendees to understand the problems with 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses.

Recording Available

* Per Attendee $229

 

BSA/AML Contextual Awareness of High Risk Customers

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705472

This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.

Recording Available

* Per Attendee $229

 

Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702993

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

Recording Available

* Per Attendee $199

 

Updates to the Nacha Operating Rules Changes for 2021 and 2022

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705048

This session will present the changes to the Same Day ACH (SDA) environment (effective March 2021), the Unauthorized Return process with a new Return Reason Code R11 and the ACH Contact Registry – and more! Details on the new proposed amendment to the Nacha Operating Rules regarding Account Information Improvements Through the ACH Network, with a proposed effective date of March 18, 2022. PLUS, Limitation on Warranty Claims, the Reversal Process and Rules Enforcement change surrounding reversals, and Meaningful Modernization to enhance the ACH Network to keep up with changes in the payments landscape (all effective in 2021).

Recording Available

* Per Attendee $249

 

Purchasing Cards: Overcoming Risks and Creating an Effective Program

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 704467

This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.

Recording Available

* Per Attendee $249

 

Red Flags of Money Laundering

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703417

This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.

Recording Available

* Per Attendee $249

 

Managing AML/KYC Compliance Risk - CDD/EDD, Transaction Monitoring and More

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 704599

This training program will examine how to manage the AML/KYC compliance risk, which is a critical element in a robust BSA/AML compliance program. It will also explore customer identification and on-boarding and CDD/EDD/on-going risk based monitoring.

Recording Available

* Per Attendee $249

 

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

webinar-speaker   Miles Hutchinson

webinar-time   90 Min

Product Id: 703220

This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.

Recording Available

* Per Attendee $249

 

AML Model Validation: A Critical Need in the New Regulatory Environment

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 704227

This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.

Recording Available

* Per Attendee $229

 

Digital Payments 2021 - The future of Payments

webinar-speaker   Stanley Epstein

webinar-time   120 Min

Product Id: 704753

This webinar examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene. We also look at how the COVID-19 pandemic has and will continue to affect payments.

Recording Available

* Per Attendee $299

 

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 704540

This 90-minute session will provide the details on what is different and how the Federal Government has adopted the NACHA Operating Rules and what the exceptions to those Rules incorporate for the Federal Government. You will learn what the Green Book is and how this valuable on-line tool will help you with processing DNE’s and Government Reclamations.

Recording Available

* Per Attendee $249

 

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703792

This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

Recording Available

* Per Attendee $249

 

Bank Secrecy Act Reporting Expectations - CTRs and SARs

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705443

This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.

Recording Available

* Per Attendee $179

 

Conducting Your "NEW 2021" Annual ACH Rules Compliance Audit - a Step-by-Step Guide

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705082

This session will cover “step-by-step” the audit process and requirements for each participant conducting an annual ACH audit, to help ensure their compliance with the Nacha Operating Rules.

Recording Available

* Per Attendee $299

 

Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 704898

This webinar will discuss the current “industry best practice” for the alert/case management investigation process, and any guidance from the regulators. The instructor will cover a sample methodology meant to demonstrate what your institution may be doing, and opportunities to improve it. Participants will understand about the rules/scenarios thresholds that are leading to alerts/cases. It will help you answer

  • What is your escalation process?
  • What policies guide your investigation process?
  • What policies dictate when you file an alert/case?

Recording Available

* Per Attendee $249

 

Advanced Tax Return Analysis for the Banker

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 705086

This webinar will provide bankers with several advanced tax return concepts and related analyses to help them more effectively work with their business customers. It will discuss corporate tax issues including business structure, Section 179 depreciation, and bonus depreciation as well as employer provided benefits including “qualified retirement plans” and health savings accounts (HSAs).

Recording Available

* Per Attendee $249

 

 

 

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