ComplianceOnline

Banks and Credit Unions Regulatory Compliance Training - Live Webinars, Recordings & CDs

Appraisal Function: What Many Banks Get Wrong
22
/ Oct
Tuesday-2019

Appraisal Function: What Many Banks Get Wrong

  • Speaker: Heidi Lee
  • Product ID: 705168
  • Duration: 90 Min
This training program will focus on the most important elements of the appraisal regulations that foster safety and improves financial institutions’ regulatory compliance. It will also discuss best practices for integration of the Interagency Appraisal and Evaluation Guidelines into an institution’s appraisal policy and practices, and outline the importance of a risk-based decision process within the appraisal function that is uninfluenced by other departments.
* Per Attendee
$199
Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning
22
/ Oct
Tuesday-2019

Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning

  • Speaker: David Sanders
  • Product ID: 704686
  • Duration: 90 Min
In this fast-paced and informative training program, attendees will learn exactly what violates the Fair Debt Collection Practices Act (FDCPA) and other laws that lead to costly fines and judgments. The program will also overview consumer vs. commercial bankruptcy and the differences between Chapter 7, 11 and 13.
* Per Attendee
$199
Monitoring High Risk Transactions
23
/ Oct
Wednesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$199
Implementing Operational Risk Management in Foreign Exchange Activities
23
/ Oct
Wednesday-2019

Implementing Operational Risk Management in Foreign Exchange Activities

  • Speaker: Stanley Epstein
  • Product ID: 704115
  • Duration: 90 Min
This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.
* Per Attendee
$199
ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations
12
/ Nov
Tuesday-2019

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

  • Speaker: Donna K Olheiser
  • Product ID: 704540
  • Duration: 90 Min
This 90-minute session will discuss details about how processing federal government payments differ from the NACHA Operating Rules. You will learn what the green book is and how this valuable on-line tool will help you with processing DNE’s and government reclamations. Commercial reclamations differ from federal government reclamations; the speaker will cover the difference between the two.
* Per Attendee
$199
The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework
18
/ Nov
Monday-2019

The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

  • Speaker: Peter Goldmann
  • Product ID: 703154
  • Duration: 90 Min
This training program will facilitate participants’ understanding of fraud risks, detecting fraud indicators, gathering evidence to substantiate suspicions of actual wrongdoing and eliminating control weaknesses in all pertinent business functions.
* Per Attendee
$199
Weed, Cocaine and Heroin: What it Means to Your Bank or Credit Union?
20
/ Nov
Wednesday-2019

Weed, Cocaine and Heroin: What it Means to Your Bank or Credit Union?

  • Speaker: Doug Keipper
  • Product ID: 705440
  • Duration: 60 Min
This webinar will focus on the today’s marketplace for weed, cocaine and opioids including heroin. It will cover topics such as FinCEN’s expectations regarding Marijuana-related businesses, drug enforcement agency fact sheets, FBI and DEA documentary on opioid abuse, summary review of transactions and much more.
* Per Attendee
$199
Conducting Your "NEW 2019” Annual ACH Rules Compliance Audit - a Step-by-Step Guide
4
/ Dec
Wednesday-2019

Conducting Your "NEW 2019” Annual ACH Rules Compliance Audit - a Step-by-Step Guide

  • Speaker: Donna K Olheiser
  • Product ID: 705082
  • Duration: 90 Min
This training program will outline the recent changes to the process of the annual ACH Rules Compliance Audit and the removal of Appendix 8 from the Rules Book. It will outline what this Rules change means to your process when conducting your ACH Audit and offer tips and guidance for creating your own personalized ACH Audit. It will also help attendees to identify the details of the ACH audit for each participant, the ODFI, RDFI, TPSP and TPS with NACHA’s Operating Guidelines.
* Per Attendee
$249
Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes
11
/ Dec
Wednesday-2019

Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes

  • Speaker: Peter Goldmann
  • Product ID: 704774
  • Duration: 90 Min
This training program will examine vendor/billing schemes that exploit payments process control weaknesses; latest electronic payments schemes (ACH hijacking, spear-phishing, social engineering); check counterfeiting, forgery and tampering schemes to be aware of; and, detecting common external payments schemes versus internal attacks.
* Per Attendee
$199
Marketing the Banker in Today's Competitive Environment - 4Ps of Marketing, Industry Life Cycle & Market Structure
20
/ Dec
Friday-2019

Marketing the Banker in Today's Competitive Environment - 4Ps of Marketing, Industry Life Cycle & Market Structure

  • Speaker: David L Osburn
  • Product ID: 704750
  • Duration: 60 Min
This practical training program will help understand how to better market the bank, a bank department, and yourself in this very competitive world. The webinar will review the marketing concept and its practical application in marketing bank products and services. The webinar will also cover the target market, the 4Ps of marketing, the industry life cycle, and market structure. Additionally, the webinar will illustrate the various marketing concepts through case studies.
* Per Attendee
$179
Recorded/CD
FinCEN Final Rule on Customer Due Diligence Requirements | BSA/AML Policy, CIP Procedure

FinCEN Final Rule on Customer Due Diligence Requirements | BSA/AML Policy, CIP Procedure

  • Speaker: Gina Lowdermilk
  • Product ID: 704927
  • Duration: 60 Min
This webinar will explain the requirements of the CDD Rule and its implications. The instructor will help Interpreting key definitions and type of information your institution will need to obtain from customers. He will also discuss how to identify potential changes/updates you may need to make to your BSA Policy, including CIP procedures, and account opening processes. Participants will gain understanding on recordkeeping requirements and understand the kinds of training the new rule requirements will necessitate.
CD/Recorded
$249
Recorded/CD
BSA and Privately Owned ATMs Risk

BSA and Privately Owned ATMs Risk

  • Speaker: Gina Lowdermilk
  • Product ID: 703241
  • Duration: 60 Min
This training on Bank Secrecy Act regulations will highlight BSA compliance and its applicability to privately owned ATMs. It will look at the privately owned ATMs areas and the specifics of each area as it pertains to BSA compliance.
CD/Recorded
$249
Recorded/CD
Understanding International ACH Transaction

Understanding International ACH Transaction

  • Speaker: Jane Hennessy
  • Product ID: 703432
  • Duration: 60 Min
This webinar will explain concept of ACH, how it works, rationale for choosing it and how it differs from US domestic ACH. It will also discuss what International Payments Framework Association (IPFA) is and how does it address International ACH issues. Instructor will cover the relevance of Customer benefits and value proposition regarding ACH and why it should be preferred over wire transfers.
CD/Recorded
$249
Recorded/CD
BSA/AML Hot Topics - What is on the Horizon

BSA/AML Hot Topics - What is on the Horizon

  • Speaker: Gina Lowdermilk
  • Product ID: 703495
  • Duration: 60 Min
This webinar will highlight current and potential BSA hot topics and areas of interest that are being acknowledged and recognized by regulators and examiners. It will look at these areas and the specifics of each area as it pertains to BSA.
CD/Recorded
$249
Recorded/CD
New NACHA Operating Rules Changes 2020 and Beyond!

New NACHA Operating Rules Changes 2020 and Beyond!

  • Speaker: Donna K Olheiser
  • Product ID: 705048
  • Duration: 90 Min
This webinar will provide all the details on the most recent and upcoming NACHA Operating Rules changes that affect you as a participant in the ACH network, whether you are an ODFI, an RDFI or a TPS (Third-Party Sender) or TPSP (or Third Party Service Provider). Multiple Rules Changes, NACHA Operations Bulletins, Supplements to the Rules along with examples and explanations of what they each mean to you as a participant will be discussed.
CD/Recorded
$249
Recorded/CD
Implementing Financial Dashboards: Moving Beyond Metrics

Implementing Financial Dashboards: Moving Beyond Metrics

  • Speaker: Chris Doxey
  • Product ID: 704501
  • Duration: 60 Min
This training program will explore how the initiatives that have the most value and result in true continuous improvement efforts are often the ones that are developed by a specific operational area such as accounts payable. If a metrics program is developed by the business owner of an operation, the results will be well defined and will represent the process components very well and will help to drive results. With a real time dashboard, actions can be immediately taken based on the results.
CD/Recorded
$249
Recorded/CD
Effective Vendor Risk Management

Effective Vendor Risk Management

  • Speaker: Mario Mosse
  • Product ID: 705193
  • Duration: 90 Min
Vendor risk management is an important component of a financial institution’s operational risk management program. This training program will examine how a sound vendor risk management program, including careful planning, due diligence and selection, and close oversight and monitoring during the life of the contract, is necessary to reduce the risks posed by the outsourcing of critical functions.
CD/Recorded
$229
Recorded/CD
Advanced Tax Return Analysis for the Banker

Advanced Tax Return Analysis for the Banker

  • Speaker: David L Osburn
  • Product ID: 705086
  • Duration: 90 Min
This webinar will provide bankers with several advanced tax return concepts and related analyses to help them more effectively work with their business customers. It will discuss corporate tax issues including business structure, Section 179 depreciation, and bonus depreciation as well as employer provided benefits including “qualified retirement plans” and health savings accounts (HSAs).
CD/Recorded
$249
Recorded/CD
BSA Training and Monitoring for Front Line Staff

BSA Training and Monitoring for Front Line Staff

  • Speaker: Doug Keipper
  • Product ID: 703150
  • Duration: 60 Min
This bank secrecy act training details how to train your frontline staff and teach them how to monitor for suspicious activity.
CD/Recorded
$249
Recorded/CD
Non Resident Alien Payee  (1042-S, W-8) -  How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

  • Speaker: Miles Hutchinson
  • Product ID: 703855
  • Duration: 100 Min
Collecting the tax due from NRAs (nonresident aliens) working in the U.S. is a Tier 1 audit issue. This tax burden is minimized when companies making payments to NRAs for dependent and independent personal services properly withhold on these payments. This training program will review the five forms W-8 including the new W-8BEN-E just released in Q1-2014. It will help attendees establish which W-8 to provide NRAs working for them.
CD/Recorded
$249
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