Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management up to date on its compliance requirements and the potential impact of non-compliance?

Whether you need to get back-to-basics or you are a seasoned AML professional, join us as we explore the many facets of managing an effective AML compliance program:

  • Regulatory frameworks surrounding anti-money laundering
  • Objectives of an effective AML compliance program
  • Risk assessing your institution
  • Developing robust internal controls
  • Training for appropriate personnel
  • Expectations and duties of the appointed compliance officer
  • Effective audit program to ensure adequacy of your AML compliance program

Learning Objectives:

Key goals of this course are:

  • To provide an understanding of money laundering and how it can impact an institution
  • To review the importance of “tone at the top” and how to implement a compliance-friendly environment
  • To learn about the critical internal controls and how these controls can protect your institution
  • The course will focus on the 4 pillars of an AML compliance program:
    • Policies, procedures and internal controls
    • Designation of a compliance officer
    • Training for appropriate personnel
    • Independent audit
  • To understand the importance of the risk assessment
  • To focus on the senior management/board of directors oversight of the Program
  • To discuss customer due diligence and know your customer expectations
  • To discuss knowing your high risk customers
  • To review implementation steps for enhanced customer due diligence
  • To discuss red flags indicating unusual or suspicious activity
  • To understand detection and reporting requirements under the Bank Secrecy Act
  • To discuss recent case studies

In-Person Seminar going Virtual with increased learner satisfaction.

Yes, attend this seminar from anywhere. We are making it real and more interactive – Here's a sneak peek:

Our enhanced delivery process and technology provides you an immersive experience and will allow you to access:

  • The real-time and live presentation as in in-person events
  • Private chat for company-specific conversation – the same as you would get in an in-person seminar
  • Opportunities to connect with your peers to share knowledge at a different time and have group discussions
  • Live workshop activities
  • Live Q&A during the event and offline Q&A assistance after the event
  • Certification

Who Will Benefit:

BSA/AML Officers, Compliance Officers, AML Analysts, Operations Managers, Remittance Analysts, Consultants, Internal Auditors, Accounting and Finance Directors, Internal Auditors, Legal Departments, Compliance Officers, and Risk Managers at Banks, Broker-Dealers, Residential Mortgage Lenders & Originators, Precious Gems Traders, Money Services Businesses and other nonbank financial institutions.

  • Risk Management
  • Legal
  • Regulatory
  • Compliance
  • Audit
Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Day 01(9:00 AM - 4:00 PM EDT)
  • 9:00 AM - 10:00 AM:
    • Training objectives review, expectations and scope.
    • What is an effective AML program?
  • 10:00 AM - 11:00 AM:
    • Rules & regulations part 1 – Bank Secrecy Act
  • 11:00 AM - 12:00 PM:
    • Rules & regulations part 2 – USA Patriot Act & OFAC
  • 12:00 PM - 1:00 PM: Break
  • 1:00 PM - 2:00 PM:
    • FinCen, information sharing
  • 2:00 PM - 3:00 PM:
    • CDD, EDD, CIP
  • 3:00 PM - 4:00 PM:
    • Beneficial ownership, Correspondent accounts
  • 4:00 PM - 4:30 PM:
    • Rules & regulations part 1 – Bank Secrecy Act
Day 02(9:00 AM - 4:00 PM EDT)
  • 9:00 AM - 10:00 AM:
    • Seminar objectives review, expectations and scope.
    • FFIEC manual
  • 10:00 AM - 11:00 AM:
    • Examinations – the beginning
  • 11:00 AM - 12:00 PM:
    • Examinations continued
  • 12:00 PM - 1:00 PM: Break
  • 1:00 PM - 2:00 PM:
    • Examinations continued
  • 2:00 PM - 3:00 PM:
    • Four Pillars of an effective program:
    • Policies, procedures and controls, Risk Assessment
  • 3:00 PM - 4:00 PM:
    • Four Pillars of an effective program:
    • training, designated AML Officers, Company oversight, independent audi
  • 4:00 PM - 4:30 PM: Review
Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Justin Muscolino

Justin Muscolino
Head of North America Compliance Training, GRC Solutions Pty Ltd

Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

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