COSO 2009 Monitoring Guidance - Learn Key Concepts for Operational and Financial Statement Controls

Instructor: Sonia Luna
Product ID: 701474
Training Level: Intermediate
  • Duration: 60 Min

recorded version

1x Person - Unlimited viewing for 6 Months
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Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Oct-2009

Training CD / USB Drive

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CD/USB and Ref. material will be shipped within 15 business days

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Read Frequently Asked Questions

This COSO 2009 Monitoring Guidance training will discuss the concepts offered in the three volumes proposed in New 2009 COSO Gudiance for intended to promote monitoring program.

Why Should You Attend:
COSO is the leading framework US companies use to comply with SOX. COSO has recently issued its new 2009 Guidance for Monitoring which has been rarely adopted by companies. This is the latest guidance offered by COSO to promote a more effective monitoring program, not only for sox compliance but other areas of the COSO framework.

This webinar will cover basic overview which will allow you to understand key concepts of both your operational controls and financial statement controls. This guidance covers what is required for documentation and who should be reviewing it from both a company's perspective. This webinar will explore the concepts offered in 2 of the three volumes such as:

  • Why the guidance was issued?
  • Who should apply the guidance?
  • How does the guidance effect other COSO Materials already issued?
  • What does the guidance NOT provide to a reader?
  • Learn what COSO wants ALL companies to be performing to create an effective monitoring program.
  • Discover who should perform the monitoring of controls.
  • How to leverage priority ratings.

Areas Covered in the seminar:

Discussion on the three volumes offered in the 2009 Monitoring Guidance, which include:
  • Overview Volume, which we explore:
    • Purpose of the guidance
    • Nature & Purpose of Monitoring
    • A Basic Model for Monitoring
  • Vol. #2: the "APPLICATION" we will discuss:
    • How Monitoring is a Component of the Internal Control System
    • Establish a Foundation for Monitoring
    • Design and Execute Monitoring Procedures (an Overview)
    • Assess and Report Results
    • Dealing with "Other Considerations"
  • Learn about COSO Sub-certification templates offered.
  • How to deal with "Scalability Based on Size".
  • Best Practices that COSO wants you to incorporate for the level of formality of your documentation.
  • How this new guidance applies to other 2006 COSO guidance issued for smaller public companies.

Note – This is part 1 of 2 Part Series on this topic click here to view the details of Part 2 COSO 2009 Monitoring Guidance Procedures & Templates

Who will benefit:

Webinar will be helpful for several layers of audit and governance staff such as:
  • Director of Internal Audit and Internal Audit staff
  • Audit Committee Members and Board Members
  • Controllers, VP Finance
  • CFOs and Others responsible for governance

Instructor Profile:
Sonia Luna, CPA, CIA is the founder of SOX Solutions, the only boutique consulting firm specializing in sox effort, headquartered in Southern California. Ms. Luna offers over 12 years of internal and external audit experience and having completed over 30 sox engagements she is one of the leading authoritative authors for courses offered by Compliance Online and other continue education organizations.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

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