ComplianceOnline

"Recognizing and Investigating Payments Fraud" - This course is approved by NASBA (National Association of State Boards of Accountancy). Seminar attendees are eligible for 9.9 CPE credits upon completion of this workshop.

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.

This interactive workshop focuses on how to recognize and investigate common forms of payments fraud. Using examples of real cases, attendees learn how to recognize red flags and understand the investigation process. The course covers all forms of payments; check fraud, wire transfer fraud, ACH fraud, mobile fraud and card fraud. Each section will discuss common forms of fraud in that payment system, mitigation and investigation techniques, plus provide tips for attendees on how to avoid many scams. Attendees are encouraged to bring along their own situations for group discussion. This workshop is highly interactive and includes opportunities for attendees to work through mock investigations to determine the best resolution.

This course is appropriate for any individual involved in, or interested in being involved in, risk management, fraud prevention, and/or fraud investigations. Investigation techniques will be discussed at length and attendees will apply their knowledge in mock scenarios throughout the course.

Learning Objectives:

  • Recognize common forms of payments fraud
  • Interpret red flags of fraud
  • Acquire common investigation techniques
  • Analyze sound business practices to reduce exposure and loss
  • Breakdown evidence collection and preservation techniques (electronic and physical)
  • Build an investigation strategy from given mock fraud scenarios
Seminar Fee Includes:
Lunch
AM-PM Tea/Coffee
Seminar Material
USB with seminar presentation
Hard copy of presentation
Attendance Certificate
$100 Gift Cert for next seminar

Areas Covered:

  • Examples of common forms of payments fraud
  • Identifying red flags of potential fraud
  • Investigation techniques
  • Sound business practices that help reduce exposure to fraud
  • Evidence collection and preservation
  • Hands-on group exercises to develop an investigation strategy for mock fraud situations
  • Resources, take-away, and group discussions

Who will Benefit:

  • Internal Auditors
  • Risk Officers
  • Director of Security
  • Compliance Officers
  • Compliance Professionals
  • Operational Risk professionals
  • Finance Professionals
  • Audit Committee Members
  • Operational Risk Managers
  • Information Security
  • Fraud Investigators

Which organizations should attend?

  • Small Businesses
  • Mid-sized Businesses
  • Municipalities
  • Health Care
  • Non Profit Organizations
  • Charitable Organizations
  • Insurance
  • Banks
  • Credit Unions

Field of Study:

  • Auditing: 2.4 CPE Credits
  • Management Advisory Services: 3.6 CPE Credits
  • Specialized Knowledge and Applications: 3.9 CPE Credits
  • Total CPE credits earned in this workshop: 9.9 CPE Credits

Program Delivery Method: Group-Live
Program Level: Intermediate
Advance Preparation/Program Prerequisites: None

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Day 01(8:30 AM - 4:30 PM)
  • 08.30 AM - 09.00 AM: Registration
  • 09.00 AM: Session Start
  • Payments fraud
    • Discuss common forms of payments fraud, identify corresponding red flags, and discuss effective mitigation controls
      • Consumer
        • Advance Fee Frauds
        • Account Takeover
        • Senior exploitation
        • Other relevant frauds in effect around the time of the program
      • Businesses, Financial Institutions and Financial Firms
        • Business Email Compromise
        • Ransomware / Malware
        • Embezzlement / Insider Fraud
          • Profile of an embezzler
          • Common practices that reduce exposure
        • Account Takeover
        • Social engineering
        • Current trends of counterfeit checks
        • Compromising card frauds
        • Other relevant frauds in effect around the time of the program
  • Investigation techniques and tips
    • Occupational fraud / internal fraud
    • External fraud
  • Sound business practices that help reduce exposure to fraud
    • Risk Assessment and audit findings
    • Control gaps analysis / Business Impact Analysis
    • Monitoring (internal and external)
    • Account security
  • Investigations
    • Evidence collection and preservation
      • Digital evidence
      • Physical evidence
    • Taking witness statements
    • Filing reports and working with law enforcement
    • Maintaining case files
    • Tips on testifying
Day 02(8:30 AM - 4:00 PM)
  • Day 1 questions & discussion
  • Hands-on group exercises
    • Apply Day 1 knowledge to case studies and group exercises
      • Analyze case studies to determine risk and exposure
      • Identify frauds
      • Document appropriate controls to mitigate risk
      • Develop an investigation strategy
  • Conclude with valuable resources, take-away, and group discussions
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Rayleen M. Pirnie

Rayleen M. Pirnie, AAP
CEO and Founder, RP Payments Risk Consulting Services, LLC

Rayleen is a recognized payments risk and fraud expert who works with financial institutions and businesses across the nation to help them understand today's threats and develop appropriate risk mitigation strategies. She also speaks to consumer groups revealing real-world methods to reduce the chances of devastating frauds, and law enforcement on payment system processing and evidence collection in electronic payment channels. Rayleen's areas of expertise include regulatory compliance, payment system risk management, cybercrimes, and information security.

Rayleen conveys current trends via conference presentations, blogs, and newsletter articles plus supports groups with special projects.

Prior to her leap to private consulting, Rayleen was the Director of Payments Risk & Fraud at EPCOR for 8 years. She joined EPCOR after a 10-year career as a fraud investigator in banking.

Rayleen graduated with honors from The University of Phoenix earning a Bachelor's of Science in Criminal Justice Administration and is an Accredited ACH Professional (AAP).

Rayleen enjoys gardening with the best helper in the world, her grandson. She also enjoys reading and music. She is an advocate and supporter of The Animal Rescue Alliance. Rayleen and her husband Mike currently have four adopted fur-kids of their own.

Anonymous feedback from 2014 360REACH:

“Rayleen exemplifies knowledge and integrity. Her outstanding presentation style conveys her strengths as well as inspires confidence.”

“Her organizational skills - over the years she has been involved in multiple projects/committees at any given time and I have not seen her ever appear unprepared. She is also quite successful in asking for others to become more active/involved in a manner that makes the person asked WANT to be involved.”

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Your registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar please call us @ +1-888-717-2436 or email us @ customercare@complianceonline.com

Payment:
Payment is required 2 days before the date of the conference. We accept American Express, Visa and MasterCard. Make checks payable to MetricStream Inc. (our parent company).

Cancellations and substitutions:
Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund - less a $300 administration fee. No cancellations will be accepted - nor refunds issued - within 10 calendar days before the start date of the event.

On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued.

Substitutions may be made at any time. No-shows will be charged the full amount.

We discourage onsite registrations, however if you wish to register onsite, payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after distributing to other attendees. In case it is not available, we will send the material after the conference is over.

In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.

Attendance confirmation and documents to carry to the seminar venue:
After we receive the payment from the registered attendee, an electronic event pass will be sent to the email address associated with the registrant 5 working days before the seminar date. Please bring the pass to the venue of the event.

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By registering and attending ComplianceOnline conference, you agree to have your photographs or videos taken at the conference venue and you do not have any objections to ComplianceOnline using these photos and videos for marketing, archiving or any other conference related activities. You agree to release ComplianceOnline from any kind of claims arising out of copyright or privacy violations.

Media Partners
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  • Moving banner ad on the website
Bronze Partner
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If you wish to partner with us for this event please contact us: partner@complianceonline.com or call us: +1-888-717-2436.

Sponsors
Platinum Partner
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  • Logo on the lanyards for all speakers
  • Exclusive stall at the entrance
  • A full page brochure advert
Gold Partner
  • Logo on promotional email campaign
  • Logo on name cards
  • A half page brochure advert
  • Exclusive stall at the entrance
  • A quarter page brochure advert
  • Moving banner ad on the website
Silver Partner
  • Logo on name cards
  • Logo placement on the podium
  • Logo on the lanyards for all speakers
  • Exclusive stall at the entrance
  • A full page brochure advert
  • Moving banner ad on the website
Bronze Partner
  • Logo on promotional email campaign
  • Logo on name cards
  • A half page brochure advert
  • Exclusive stall at the entrance
  • A quarter page brochure advert
  • Moving banner ad on the website

If you wish to sponsor this event please contact Cruise Webster: cwebster@complianceonline.com or call us: (207) 576-4173

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