Sarbanes-Oxley, IT and Segregation of Duties


Instructor: George Spafford
Product ID: 700112

  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
Last Recorded Date: Oct-2007


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Why Should You Attend:

Auditors are very concerned about the impacts of staff having excessive access to critical processes and cite the need for appropriate segregation of duties (SOD) in their Sarbanes-Oxley audits. In response, IT is forced to try and comply with a concept that is not very well understood.

Areas Covered in the seminar:

  • The current interpretation of SOX
  • The meaning of "segregation of duites"
  • Risks that SOX is concerned about that require segregation of duties
  • How to document segregation of duties in an organization
  • How to design and document compensating controls for segregation of duties risks

What will attendees learn:

  • They will get an overview of the current interpretation of Sarbanes-Oxley
  • They will learn what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
  • They will learn how to document their organizational structure highlighting any segregation of duties issues.
  • They will learn how to design and document compensating controls for segregaion of duties risks.

Who Will Benefit:

This webinar will benefit IT organizations who are trying to better understand and address segregation of duties concerns in their Sarbanes-Oxley compliance efforts.

  • Compliance officers
  • Internal IT audit
  • IT Senior Management / IT management
  • IT compliance specialists

Instructor Profile:

George Spafford, possesses a strong interest in the intersection of human factors, security and complexity in IT and how that impacts organizations. He is an experienced practitioner and has directed all aspects of IT operations in production environments, planning, implementation and improvement of IT processes. His expertise has lead to providing regulatory compliance, IT Governance, and process improvement training to colleagues in the USA, Australia, New Zealand and China. He is a prolific author on a wide range of topics encompassing technology business, security, IT governance and co-author of "The Visible Ops Handbook". His Daily News e-mail list subscribers include high level executives from Fortune 500 and international companies.

George has a MBA from Notre Dame, a BA in Materials and Logistics Management from Michigan State University and an honorary degree from Konan Daigaku in Japan. He is a Certified Information Systems Auditor (CISA) and holds ITIL Foundations and Practitioner Release and Control (IPRC) certifications. George is a current member of the ISACA, the IIA, and the IT Process Institute.

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Refund Policy

Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).




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