SOX: Demystifying the Documentation Process

Instructor: Mike Morley
Product ID: 700271
Training Level: Intermediate
This SOX compliance training will provide you with the tools to prepare SOX documentation that is easily understood and implemented.


Many people feel overwhelmed when faced with the daunting task of documenting their company’s Sarbanes-Oxley controls. This seminar will help you to confidently deliver SOX documentation which auditors and executives are pleased to sign

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Jan-2007

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

Read Frequently Asked Questions

Why Should Attend:

Documentation is simply writing down what it is that your company does to prove that effective controls have eliminated any possibility of fraud or mistakes. This seminar will provide you with the tools to prepare SOX documentation that is easily understood and implemented.

The format of the session will be a presentation involving case studies with opportunities for online discussion and questions.

Topics covered will Include:
  • Getting started: Establishing the scope of the project
  • Setting priorities: Identifying key business processes
  • Integrating processes from outside your department
  • Interviewing people: Asking the right questions
  • Describing key business processes
  • Describing related controls
  • Feedback: Confirming you have it right
  • Integrating SOX into daily routines
  • The role of IT systems in SOX documentation
Who will benefit?
  • Accountants
  • Financial Managers
  • Managers required to co-certify
  • Financial Controllers
  • Company Executives
  • Anyone involved in the SOX documentation process
Instructor Profile:

Mike Morley, a Certified Public Accountant, is the author of "Sarbanes-Oxley Simplified". Mike is a recognized authority in the field of finance and helps guide companies through the Sarbanes-Oxley compliance process. An entertaining and informative speaker, Mike is a frequent guest on television and radio.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

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