The Auditor and Model Risk Management

Instructor: Daniel Clark
Product ID: 705551
Training Level: Intermediate
  • Duration: 60 Min
This webinar discusses classification of models, regulatory guidelines over model risk management, principles in establishing model governance programs, and how and auditor can gain comfort that model risk management is effective.

recorded version

$199.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Jan-2018

Training CD / USB Drive

$249.00
One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

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Read Frequently Asked Questions

Why Should You Attend:

Gaining a full understanding of model risk management practices and processes will help attendees provide valuable insight to their organizations. No longer is it acceptable to simply know that there are models being used throughout organizations. Instead, auditors and risk managers need to know how they are being used, how they are validated, whether the input and output are valid and how do they influence leadership decision making.

Learning Objectives:

  • Identify and classify models
  • In depth discussion on model risk management design and implementation
  • Creation of monitoring tools to ensure quality performance
  • Confirm control design and implementation of reporting
  • Share best practices already in place
  • Provide insight to regulatory concerns

Who Will Benefit:

  • Risk Managers
  • Auditors
  • Directors of Internal Audit
  • Enterprise Risk Managers and Staff
  • Quality control staff
  • Compliance Officers
  • Operations Leaders
  • Operational Risk Leaders
  • Business Executives
Instructor Profile:
Daniel Clark

Daniel Clark
SVP General Auditor, Washington Trust Bank

Dan Clark has over 30 years’ experience in the financial industry. 19 of that in Risk Management and Internal Audit where he established risk based internal audit processes. He is an active speaker and contributor to industry conferences, publications and think tanks. His book, Dare to Be Different, An Auditor’s Personal guide to Excellence has been well received in the industry. Dan has been a CAE for international banks, regional banks and was Director of Operations for Internal Audit at GE Capital. He now is provide Audit and Risk Advisory Services to various sectors of the market place.

Topic Background:

As organizations turn more and more to the use of models for stress testing, budgeting, projections and portfolio analysis it is important for auditors and risk managers to understand the uniqueness of models. More importantly, having an ability to determine the soundness of a model and how model risk management is implemented will provide confidence to leadership that reliance on models is appropriate.

Follow us :
Basel III, IV and Beyond - Effective Risk Data Management and Reporting

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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