AML requirements for non-bank financial institutions

Speaker

Instructor: Kenneth Barden
Product ID: 700483

Location
  • Duration: 60 Min
This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
RECORDED TRAINING
Last Recorded Date: Jan-2008

 

$149.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$350.00
Downloadable file is for usage in one location only. info Downloadable link along with the materials will be emailed within 2 business days
(For multiple locations contact Customer Care)

 

 

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Why Should You Attend:

Banks have been subject to AML requirements for several years. Increased AML compliance efforts are now focusing on non-bank financial institutions. This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.

Areas Covered in the seminar:

  • Legal requirements imposing AML compliance on non-bank financial institutions
  • Types of non-bank financial institutions subject to AML compliance
  • Specific issues concerning non-bank financial institutions and AML compliance

Who Will Benefit:

This webinar will focus on AML compliance requirements on financial intermediaries other than banks

  • Compliance officers

Instructor Profile:

Kenneth Barden, J.D., C.A.M.S., has conducted training in AML compliance and techniques throughout Asia, Southeastern Europe, and the Pacific region. He is a member of the Association of Certified Anti-Money Laundering Specialists. He has practiced law in public administration and finance for over 25 years. Recently, he has provided assistance to the Government of Indonesia in its efforts to promote more effective AML compliance.

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