ComplianceOnline

This training program will cover the most significant standards and guidelines issued by the Basel Committee on Banking Supervision and discuss the most effective strategies for their implementation. We will also review proposed rules that will affect international banks and other financial institutions in the near future.

Risk management is a key component of every financial institution’s governance framework. To identify, assess and manage risk effectively, risk-data must be collected, processed, aggregated and reported in a secure and well-controlled environment. Additionally, compliance with regulations such as risk-based capital rules, specifically require challenging data quality and modeling standards to be met.

This seminar will also address best practices with respect to turning source data into reliable information that can be used to enhance risk management and decision-making processes at financial institutions, and to comply with federal regulations and international standards. During this session, we will review Risk Data Management along the spectrum of governance: identification, collection, tracking, modelling, internal/external reporting and impacts on regulatory capital.

Learning Objectives:

At the end of this seminar you should be able to:

  • Describe the Basel capital accords and guidelines and how they affect banks and other financial institutions
  • Understand the challenges and opportunities related to their implementation
  • Prepare for changes that are scheduled to occur in the next four years
Seminar Fee Includes:
Lunch
AM-PM Tea/Coffee
Seminar Material
USB with seminar presentation
Hard copy of presentation
Attendance Certificate
$100 Gift Cert for next seminar
  • Build a risk data management framework to support risk and capital reporting
  • Develop a model risk management program, including an effective model validation process
  • Understand the different methods used to assess and quantify risk
  • Describe how regulatory capital is calculated and reported

Areas Covered:

  • Regulatory Compliance
  • Risk Management
  • Corporate Governance
  • Policy Management
  • Capital Management
  • Liquidity Management
  • Financial Modeling
  • Risk Data Aggregation and Reporting

Who will benefit:

This seminar will provide valuable information to individuals occupying the following positions in the financial services industry:

  • Risk Officers
  • Compliance Officers
  • Internal and External Auditors
  • Financial Controllers
  • Corporate Treasurers
  • Financial Officers
  • Business Analysts
  • Corporate Secretaries

Topic Background:

The Basel Committee on Banking Supervision (BCBS) is the primary global standard setter for the prudential regulation of banks. Since the financial crisis of 2008, the BCBS has published a new capital accord (Basel III,) and a number of guidelines governing risk data aggregation and reporting and internal modeling. BCBS is now introducing a series of enhancements to Basel III that have been nicknamed Basel IV.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Day 01(8:30 AM - 4:30 PM)
  • 8:30 to 9:00 AM: Breakfast & Introductions
  • 9:00 - 10:15 AM - Overview of Basel III and IV
    • Bank for International Settlements (BIS)
    • Basel Committee on Banking Supervision (BCBS)
    • Basel Capital Accords
    • New capital and buffer requirements under Basel III rules
    • New definition of capital
  • 10:15 - 10:30 AM: Coffee Break
  • 10:30 AM- 12:00 PM - Overview of Basel III and IV (cont.)
    • Key differences between Basel II and III
    • Proposed changes to the Internal Ratings Based Approach (Basel IV)
    • Other significant changes being introduced
    • Implementation Schedule
  • 12:00 - 1:00 PM: Lunch
  • 1:00 – 2:30 PM - Risk Data Management Framework
    • Overarching governance and infrastructure
    • Organization models for large, medium and small institutions
    • Infrastructure options based on size, nature and geographic location
    • BCBS 239 - Principles of Effective Risk Data Aggregation and Risk Reporting
    • Data management tools and processes
    • Level of complexity consistent with size of institutions
    • Risk data aggregation capabilities
  • 2:30 – 2:45 PM: Coffee Break
  • 2:45- 4:30 PM - Risk Data Management Framework (cont.)
    • Risk reporting practices
    • Implementation process
    • Comprehensive and streamlined processes
    • Infrastructure for reporting key information
    • Enhancing management information across business units and legal entities
    • Facilitating aggregation and comprehensive assessment of risk exposures at the global consolidated level
Day 02(9:00 AM - 4:30 PM)
  • 9:00- 10:15 AM - Model Risk Management
    • Background
    • Model use
    • Model development, implementation and use
    • Model validation and verification
    • Governance, Policies and Controls
  • 10:15 - 10:30 AM: Coffee Break
  • 10:30 AM- 12:00 PM - Model Risk Management (cont.)
    • Three Lines of Defense
    • Roles and responsibilities
    • IT and Spreadsheet Controls
    • Effective Challenge
  • 12:00 - 1:00 PM: Lunch<
  • 1:00 – 2:30 PM - Risk and Capital Reporting
    • Risk and Control Assessments
    • Key Risk Indicators
    • Value-at-risk and Economic Capital Models
    • Stress Testing and Scenario Analysis
  • 2:30 – 2:45 PM: Coffee Break
  • 2:45 - 4:30 PM - Risk and Capital Reporting (cont.)
    • Integrating qualitative and quantitative tools
    • Board and management reporting
    • Dashboard reports and technologies
    • Regulatory Capital calculation and reporting
Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Mario Mosse

Mario Mosse
President of MMosse Consulting, LLC

Mario Mosse has over 40 years of experience in operational risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry. Previously, he was the head of operational risk management at Prudential Financial, Inc. Prior to joining Prudential, Mr. Mosse was with The Chase Manhattan Bank, where he held several senior positions in internal audit and risk management.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

Register Now

Online using Credit card

$1,299.00

Seminar One Registration

February 7-8, 2019, San Francisco, CA
(For Registrations till December 20, 2018 - $1299)
(For Registrations after December 20, 2018 - $1599)




Early bird seats are limited and based on first-come, first-serve.

Your registration fee includes the workshop, all course materials and lunch.


For discounts on multiple registrations, contact customer care at +1-888-717-2436.

Other Registration Option

By order form / PO#

Payment Mode

By Check -
Pay your check to (payee name) “MetricStream Inc” our parent company and Mail the check to:

ComplianceOnline (MetricStream, Inc),
2479 E. Bayshore Road Suite 260
Palo Alto, CA 94303
USA

By Wire -

Register / Pay by Wire Transfer

Please contact us at +1-888-717-2436 to get details of wire transfer option.

Terms & Conditions to Register for the Seminar/Conference/Event

Your registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar please call us @ +1-888-717-2436 or email us @ customercare@complianceonline.com

Payment:
Payment is required 2 days before the date of the conference. We accept American Express, Visa and MasterCard. Make checks payable to MetricStream Inc. (our parent company).

Cancellations and substitutions:
Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund - less a $300 administration fee. No cancellations will be accepted - nor refunds issued - within 10 calendar days before the start date of the event.

On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued.

Substitutions may be made at any time. No-shows will be charged the full amount.

We discourage onsite registrations, however if you wish to register onsite, payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after distributing to other attendees. In case it is not available, we will send the material after the conference is over.

In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.

Attendance confirmation and documents to carry to the seminar venue:
After we receive the payment from the registered attendee, an electronic event pass will be sent to the email address associated with the registrant 5 working days before the seminar date. Please bring the pass to the venue of the event.

Conference photograph / video:
By registering and attending ComplianceOnline conference, you agree to have your photographs or videos taken at the conference venue and you do not have any objections to ComplianceOnline using these photos and videos for marketing, archiving or any other conference related activities. You agree to release ComplianceOnline from any kind of claims arising out of copyright or privacy violations.

Location:

San Francisco, CA
(Venue to be announced shortly)

February 7-8, 2019

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

We are pleased to offer several exhibitor, sponsorship and media partnership options designed to maximize your company's exposure and networking opportunities before, during and after the event.

Benefits of becoming a Sponsor/Exhibitor/Media Partner:

  • Logo on website, marketing email, branding materials & the registration booth
  • Exhibit Space
  • Free event pass
  • Speaking opportunity
  • Social media campaign

For more details and other sponsorship options at this event, please contact Event Manager: customercare@complianceonline.com or call: +1-650-238-9656

Media Partner:

Media Partner

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

Local Attractions of San Francisco, CA

Think Escape Party Bus

Think Escape Party Bus
San Francisco Bay Area

Board a luxurious Think Escape party bus or limo and be whisked away to San Francisco's hottest nightclubs where VIP treatment brings all party bus guests to the front of the line. Planning the perfect night on the town is easy with Think Escape's fleet of luxury buses and extended vehicles, each with different amenities for socializing and transport. Think Escape's Bay Area party bus rentals include free entry into selected exclusive nightclubs, professional hostess and chauffer, in-vehicle coolers stocked with amenities for a perfect night of partying.

Alcatraz Lunch Cruise

Alcatraz Lunch Cruise

The Alcatraz Lunch Cruise is a luxurious way to get to see some of San Francisco’s favorite sights. A gourmet lunch buffet features options like asiago Caesar salad, bay shrimp salad, roasted chicken, garlic-herb roasted new potatoes and more. While guests enjoy lunch, they can take in views of San Francisco Bay’s flora and fauna, Angel Island and Alcatraz, and a live narration explores the history of Alcatraz. Please note that this tour doesn’t stop on Alcatraz Island.

Luxury Catamaran Sailing Cruise

Luxury Catamaran Sailing Cruise

A relaxing way to explore the San Francisco Bay is with the Luxury Catamaran Sailing Cruise. A drink bar and snacks are available for travelers’ enjoyment as they travel under the Golden Gate Bridge, around Alcatraz Island and even past a colony of sea lions. This is a peaceful San Francisco cruise option for families, and children under 5 ride for free.

City Kayak

City Kayak

City Kayak, located on San Francisco's Embarcadero close to the San Francisco Giant's ATT Park, offers a great way to experience San Francisco from Bay level, a point of view and a unique experience you'll not soon forget.

Think Escape Casino

Think Escape Casino Tour
San Francisco Bay Area

San Franciscans may be familiar with Think Escape's party buses that shuttle the late-night crowds to and from various city nightclubs, but the Cache Creek Casino Escape is a little-known gem among Bay Area destinations. With personal charter service on the luxurious Fantasy Limo Bus to Cache Creek Casino and Resort, the Cache Creek Casino Escape tour is a smart choice for San Franciscans looking for a little gaming fun or planning a large group activity

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

We need below information to serve you better

Best Sellers
You Recently Viewed
    Loading