ComplianceOnline

Checking in on AML and Beneficial Ownership

Instructor: Gina Lowdermilk
Product ID: 705813
  • 2
  • October 2018
    Tuesday
  • 10:00 AM PDT | 01:00 PM EDT
    Duration: 60 Min

Live Online Training
October 02, Tuesday 10:00 AM PDT | 01:00 PM EDT | Duration: 60 Min

$199.00
One Dial-in One Attendee
$449.00
Group-Max. 10 Attendees/Location
(For Multiple Locations Contact Customer Care)
Super Deal - Get CD/USB Drive Free!

recorded version

$249.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section 48 hrs after completion of Live training

Training CD / USB Drive

$299.00
One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days after completion of Live training

Combo Offers

Live + Recorded Version

$349.00

Live + Training CD/USB

$399.00

Customer Care

Fax: +1-650-362-2367

Email: customercare@complianceonline.com

Read Frequently Asked Questions

Get a perspective on the value that collecting Beneficial Ownership information has for the financial institution particularly on suspicious activity reporting efforts. Understand details of the Beneficial Ownership Rule effective May 2018 and comprehensive action plan for financial institutions for compliance.

Why Should You Attend:

By understanding how the collection of beneficial ownership has impacted financial institutions and the financial industry to date, AML departments can assess whether its current beneficial ownership efforts are effective, and the information is being used appropriately.

The collection of Beneficial Ownership for AML became effective in May 2018. Having been in effect for a few months, let’s take a look to see how the collection of this new information is impacting financial institutions and its impact on overall AML efforts. We will take a look as to what financial institutions have been doing with this information, its monitoring of beneficial ownership, and how it has effect their suspicious activity reporting efforts.

Areas Covered in the Webinar:

  • A look at feedback since it became effective
  • How it is impacting CIP efforts
  • Monitoring Changes for Beneficial Ownership
  • Effects on Suspicious Activity Reporting
  • Overall assessment of its effectiveness to date
  • Next steps

Who Will Benefit:

  • AML Officers
  • AML Personnel
  • New Account Opening Personnel
Instructor Profile:
Gina Lowdermilk

Gina Lowdermilk
BSA/Compliance Auditor and Consultant

Dr. Gina J. Lowdermilk,PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.

Follow us :
Complete 1099, TIN Matching, B-Notice, FATCA and Nonresident Alien 1042-S Compliance Update
Managing an Effective AML Compliance Program

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email customercare@complianceonline.com call +1-888-717-2436 (Toll Free).

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