BSA/AML Recent Developments and Compliance

Instructor: Jim George
Product ID: 703457
Training Level: Intermediate
  • Duration: 90 Min
This AML compliance webinar will discuss recent developments in Bank Secrecy Act including various forms such as Currency Transaction Report (CTR), money log and Suspicious Activity Report (SAR).Attendees will learn best practices to ensure compliance with BSA regulations and avoid violations and fines.

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Jun-2018

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

Read Frequently Asked Questions

"BSA/AML Recent Developments and Compliance" - This course is approved by NASBA (National Association of State Boards of Accountancy). Attendees of Live Webinar are eligible for 1.8 CPE credit up on full completion of the course.

Why Should You Attend:

The Bank Secrecy Act of 1970 as amended under Title III of the Patriot Act was the initial and still is the guiding legislative framework to aid in the reduction of money laundering. The BSA as amended is the governing act, and it affects not just US based persons and institutions but also many international transactions with anchors to the US. The reach of the Act also goes far beyond the banking and finance industries.

Hundreds of business have been fined or shuttered for money laundering not just in the financial services area - anyone with a financial institution covered by BSA/AML laws and requirements, banks, brokerages, fund managers and administrators, insurance companies, real-estate agents as well as CFOs and Treasurers have been penalized. The BSA also applies to any dealer in high value items such as fine art and vehicles, too. Now that regulators have a good idea on how to work with banks they are expanding their compliance forays into many new businesses.

This webinar will discuss the recent development in BSA and how to ensure AML compliance.

Areas Covered in the Webinar:

  • BSA and amendments and interpretation basis
  • Foundation for what is money laundering
  • Forms - CTR, Money Log, and SARs
  • FINCEN Announcements
  • Common compliance issues
  • Solutions to common compliance issues
  • No such things as enterprise solutions
  • Recent regulators action and seeing how those fined got it wrong
  • The role of the independent auditor
  • The importance of authenticity and the distributed management model

Who Will Benefit:

  • Compliance Consultants
  • Risk Managers
  • Any Branch or OSJ Manager
  • Lawyers
  • Accountants in the Financial Field
  • Members of Audit Committee and Risk Committees
  • Regulators
  • Securities Broker Dealers
  • Art, Car, Boat and Aircraft Dealers
  • Financial Professionals is all Disciplines
Instructor Profile:
Jim George

Jim George
Independent consultant, George Consulting LLC

Jim George is an independent consultant to banks focusing on issues of fraud. He has over 25 years’ experience as a consultant to major banks in associate partner and principal roles at PriceWaterhouse-Coopers Consulting, IBM Consulting in Bank Risk and Compliance, and Andersen Consulting (now Accenture). He has also been SVP Operations for a Fortis-US division providing outsourcing services to the banking industry.

His work includes projects in fraud investigation, fraud prevention, identity issues, compliance, and AML (anti-money laundering). Mr. George’s background also includes work in bank operations and payments strategy, reengineering, systems, and quality improvement.

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200,, e-mail [email protected].

Field of Study Minutes CPE
Business Management & Organization 40 0.8
Specialized Knowledge and Applications 50 1

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

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