Constructing an Effective ''Whistleblower'' System
Instructor:
Michael Brozzetti
Product ID: 702079
- Duration: 60 Min
Why Should You Attend:
Some critics of the Dodd-Frank Act say that the new regulations undermine the intent of the internal compliance systems established by the Sarbanes-Oxley Act of 2002. Given that whistleblowers can report complaints and incidents externally now is the time for organizations to reexamine the design and effectiveness of their whistleblower systems in support of robust internal compliance.
This session will show how you can enhance the effectiveness of current Whistleblower systems in light of the new Dodd-Frank Act and the preceding Sarbanes-Oxley Act.
Learning Objectives:
- Understand key differences between the Sarbanes-Oxley Act and the Dodd-Frank Act with respects to whistleblower awards, scope, statute of limitation, and relief.
- Understand how to assess the design adequacy and operational effectiveness of current whistleblower systems.
- Understand how to use employee outreach and communication effectively to encourage employees to file complaints and incident handling in-house.
Areas Covered in the Seminar:
- Assessing Whistleblower Systems.
- Whistleblower awards.
- Scope of whistleblower provisions.
- Statute of Limitations.
- Whistleblower Relief.
Who Will Benefit:
- Corporate Directors
- Corporate Officers
- Audit professionals
- Risk professionals
- Compliance professionals
- Legal professionals
- Ethics professionals
- Governance professionals
- Finance and Accounting Professionals
Michael Brozzetti, is a Certified Internal Auditor®, Certified Information Systems Auditors, and Certified in the Governance of Enterprise IT. Michael's experience includes “Fortune 500” internal audit, “Big 4” external audit, and acting as a strategic partner and trusted advisor to his clients. Michael brings a mix of both theory and “real world” practice into the classroom and exudes a genuine care in helping people advance themselves, personally and professionally.
Michael is President of Boundless LLC, an expert internal auditing and governance firm and is Chairman of the Business Integrity Alliance™, which is a joint venture between zEthics, Inc. and Boundless LLC missioned to advocate and advance the practices supporting the principles of integrity, transparency, accountability, and risk oversight. Michael Brozzetti is a Certified Internal Auditor® Learning System training partner with the Institute of Internal Auditors, Villanova University, and the Holmes Corporation. Michael Brozzetti is currently under consideration as the Chief Learning Officer and Corporate Director for Global Governance Grid Infrastructure Technologies.
Refund Policy
Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).
