Converging Ethics, Governance, and Culture

Why Should You Attend:

The quality of the ethics and compliance system will be a relevant factor when judging the good faith and the fiduciary duties of an organization’s leadership and management.

Attend this webinar to gain insight on how to drive initiatives for transparency, accountability, and risk oversight that support the Directors, Officers, and Agents fiduciary duties of care, loyalty, and prudence. You will also gain insights into how to audit ethics and business conduct and develop an early warning system to detect and respond to "yellow flags."

We will discuss methods to quickly identify non-compliance, deficiencies, weaknesses, mismanagement, fraud, and corruption.

Areas Covered in the Seminar:

• Introduction to cultural risk.
• Case studies on ethics.
• The relationship between values, principles, and ethics.
• Fiduciary duty and board oversight.
• Governance system elements.
• Assessing the quality of an Ethics Compliance system.

Who Will Benefit:

• Corporate Directors
• Corporate Officers
• Audit professionals
• Risk professionals
• Compliance professionals
• Legal professionals
• Ethics professionals
• Governance professionals
• Finance and Accounting Professionals

Instructor Profile:

Michael Brozzetti, is a Certified Internal Auditor®, Certified Information Systems Auditors®, and Certified in the Governance of Enterprise IT®.  Michael's experience includes “Fortune 500” internal audit, “Big 4” external audit, and acting as a strategic partner and trusted advisor to his clients.  Michael brings a mix of both theory and “real world” practice into the classroom and exudes a genuine care in helping people advance themselves, personally and professionally.

Michael is President of Boundless LLC, an expert internal auditing and governance firm and is Chairman of the Business Integrity Alliance™, which is a joint venture between zEthics, Inc. and Boundless LLC missioned to advocate and advance the practices supporting the principles of integrity, transparency, accountability, and risk oversight.  Michael Brozzetti is a Certified Internal Auditor® Learning System training partner with the Institute of Internal Auditors, Villanova University, and the Holmes Corporation.  Michael Brozzetti is currently under consideration as the Chief Learning Officer and Corporate Director for Global Governance Grid Infrastructure Technologies.

Topic Background:

The United States has witnessed two sweeping pieces of legislation in less than a decade, the Sarbanes-Oxley Act and the Dodd-Frank Act.  Moreover, far-reaching international laws such as the UK Bribery Act have a broad impact to global organizations.  Time will tell if these forces of law will restore fundamental confidence in global social and economic systems, however one thing is for sure – the quality of the ethics and compliance system will be a relevant factor when judging the good faith and the fiduciary duties of an organization's leadership and management.

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