ComplianceOnline

This three-day, comprehensive course is intended to introduce new internal auditors to the professional practice of internal auditing. The seminar concentrates on the practical application of the principles and covers the full scope of the internal audit process.

By the end of this module the attendee will gain:

  • An understanding of the entire internal audit process
  • A knowledge of internal audit concepts, documentation and evaluation
  • The ability to identify audit objectives and to develop efficient audit procedures to meet those objectives
  • A knowledge of how to communicate positive audit reports which are results oriented
  • The ability to recognise and cope with various categories of difficult auditees
  • The techniques for dealing with computerised areas
  • An understanding of the use of quantitative tools for maximising audit productivity
  • An understanding of the role of ethics in Internal Auditing and how an ethics audit may be conducted

Learning Objectives:

The study course is primarily aimed at aspirant Internal Auditors. It will also prove beneficial to middle management staff with the control responsibility, and for external auditors dealing with the Internal Auditing function.

The program is geared to new entrants to the Internal Audit field and builds rapidly to shorten the time period to productivity and effectiveness.

Seminar Fee Includes:
Lunch
AM-PM Tea/Coffee
Seminar Material
USB with seminar presentation
Hard copy of presentation
Attendance Certificate
$100 Gift Cert for next seminar

This seminar will cover:

  • Nature, role and scope of internal auditing
  • Theory, purpose and structure of internal auditing
  • Planning the audit cycle
  • Setting audit objectives
  • Obtaining and documenting audit evidence
  • Evaluation of systems of internal control
  • Identifying the audit implications of identified internal control weaknesses and strengths
  • Designing an audit program
  • Approaching the exit interview
  • Developing the audit report
  • Auditing in an information systems environment
  • Major terms involved in ethics and business ethics in particular
  • Levels of business at which ethics is evaluated and the core issues involved
  • Why ethics is necessary on the personal and organisational level
  • Distinguish between 'morality' and 'ethics'
  • Why IIA professional ethics and professional virtues are important

Who will benefit:

Internal Auditors with less than one year's experience or those internal auditors who need a comprehensive refresher course in modern internal auditing techniques.

  • Internal auditors and supervisors
  • External auditors and supervisors
  • Risk managers
  • Security officers and executive management
  • Audit management personnel
  • Officers of a company with a duty to manage corporate risk

The Ethics module is particularly relevant with the new IIA requirement for Ethics training.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Day 01(8:30 AM - 4:30 PM)
  • 8:30 AM - 9:00 AM: Registration Process
  • Lecture 1: Nature, role and scope of internal auditing
    • Reliability and Integrity of Information
    • Compliance with Policies and Procedures
    • Safeguarding the Assets
    • Economical and Efficient Use of Resources
    • Accomplishment of the Established Objectives and Goals
  • Lecture 2: Theory, purpose and structure of internal auditing
  • Lecture 3: Planning the audit cycle
  • Lecture 4: Setting audit objectives
  • Lecture 5: Obtaining and documenting audit evidence

Day 02(8:30 AM - 4:30 PM)
  • Lecture 6: Evaluation of systems of internal control
  • Lecture 7: Identifying the audit implications of identified internal control weaknesses and strengths
  • Lecture 8: Designing an audit programme
  • Lecture 9: Approaching the exit interview
  • Lecture 10: Developing the audit report
  • Lecture 11: Auditing in an information systems environment
Day 03(8:30 AM - 4:30 PM)
  • Lecture 12: Ethics Theory
  • Lecture 13: Classes of Ethics
  • Lecture 14: The role of business
  • Lecture 15: Employee ethics
  • Lecture 16: Honesty, objectivity and diligence
  • Lecture 17: Conflicts of interest
  • Lecture 18: Reporting of material facts
  • Lecture 19: Corporate Codes of Conduct
  • Lecture 20: Corporate Social Responsibility
  • Lecture 21: Conducting an Ethics Audit
Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Richard Cascarino

Richard Cascarino,
Principal, Richard Cascarino Associates

Richard Cascarino,is the Principal of Richard Cascarino & Associates, a highly successful audit training and consultancy company based in Colorado and Johannesburg. He is a regular speaker at National and International conferences and has presented courses throughout Africa, Europe, the Middle East and the USA. Richard is a Past President of the Institute of Internal Auditors in South Africa and also a member of ISACA and the Association of Certified Fraud Examiners.

Richard was a member of the Audit Committee of the Department of Public Enterprises in South Africa and chairman of the Audit Committee of Gauteng cluster 2 (Premier's office, Shared Services and Health). He is the author of the "Auditor's Guide to IT Auditing" and the newly released “Corporate Fraud and Internal Control: A Framework for Prevention” both published by Wiley Publishing which is also used by universities worldwide.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

Register Now

Online using Credit card

$1,599.00

Seminar One Registration

September 19-21, 2018, Phoenix, AZ
(Registrations till September 1, 2018 - $1599)
(Registrations After September 1, 2018 - $1899)

$7,399.00
$9,594.00 (22%)*

Save $2,195.00

Special Group Discount Register for Six attendees

September 19-21, 2018, Phoenix, AZ
*Hurry! This option is limited and based on availability.
Great Savings with Group Ticket!!! Only 3 left




Early bird seats are limited and based on first-come, first-serve.

Your registration fee includes the workshop, all course materials and lunch.


For discounts on multiple registrations, contact customer care at +1-888-717-2436.

Other Registration Option

By order form / PO#

Payment Mode

By Check -
Pay your check to (payee name) “MetricStream Inc” our parent company and Mail the check to:

ComplianceOnline (MetricStream, Inc),
2479 E. Bayshore Road Suite 260
Palo Alto, CA 94303
USA

By Wire -

Register / Pay by Wire Transfer

Please contact us at +1-888-717-2436 to get details of wire transfer option.

Terms & Conditions to Register for the Seminar/Conference/Event

Your registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar please call us @ +1-888-717-2436 or email us @ customercare@complianceonline.com

Payment:
Payment is required 2 days before the date of the conference. We accept American Express, Visa and MasterCard. Make checks payable to MetricStream Inc. (our parent company).

Cancellations and substitutions:
Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund - less a $300 administration fee. No cancellations will be accepted - nor refunds issued - within 10 calendar days before the start date of the event.

On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued.

Substitutions may be made at any time. No-shows will be charged the full amount.

We discourage onsite registrations, however if you wish to register onsite, payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after distributing to other attendees. In case it is not available, we will send the material after the conference is over.

In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.

Attendance confirmation and documents to carry to the seminar venue:
After we receive the payment from the registered attendee, an electronic event pass will be sent to the email address associated with the registrant 5 working days before the seminar date. Please bring the pass to the venue of the event.

Conference photograph / video:
By registering and attending ComplianceOnline conference, you agree to have your photographs or videos taken at the conference venue and you do not have any objections to ComplianceOnline using these photos and videos for marketing, archiving or any other conference related activities. You agree to release ComplianceOnline from any kind of claims arising out of copyright or privacy violations.

Offers:

  • Early bird seats are limited and based on first-come, first-serve.
  • Multiple offers cannot be combined.
  • Location:

    Phoenix, AZ
    (Venue to be announced shortly)

    September 19-21, 2018

    Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

    We are pleased to offer several exhibitor, sponsorship and media partnership options designed to maximize your company's exposure and networking opportunities before, during and after the event.

    Benefits of becoming a Sponsor/Exhibitor/Media Partner:

    • Logo on website, marketing email, branding materials & the registration booth
    • Exhibit Space
    • Free event pass
    • Speaking opportunity
    • Social media campaign

    For more details and other sponsorship options at this event, please contact Event Manager: customercare@complianceonline.com or call: +1-650-238-9656

    Media Partner:

    Media Partner

    Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

    Local Attractions of Phoenix, AZ

    Phoenix Skyline

    Phoenix Skyline

    Downtown Phoenix offers something for everyone including, museums, performing arts venues and a thriving art scene as well as a large sports presence. Chase Field is home to the Arizona Diamondbacks and the US Airways Center is home to the Phoenix Suns, the Phoenix Mercury, the Arizona Rattlers and the Phoenix Roadrunners.

    METRO Light Rail Transportation

    METRO Light Rail Transportation

    METRO is now open and operating with traffic in the cities of Phoenix, Tempe and Mesa. At any time of the day or night, you can find yourself near an operating light rail vehicle or a METRO train consisting of two or three vehicles connected together.

    MLB Spring Training

    MLB Spring Training

    The Cactus League has been an Arizona tradition for over a half-century. What began as a two-team league in 1947 has grown to twelve Major League Baseball teams playing in seven cities throughout the state. The league's popularity is at an all-time high with games scheduled every day in March. The Cactus League offers baseball enthusiasts an excellent opportunity to enjoy their favorite teams in fan-friendly, state-of-the-art ballparks.

    Arizona Sunset

    Arizona Sunset

    Be sure to bring your camera as the desert offers spectacular sunsets and beautiful scenery year round.

    Red Rocks

    Red Rocks

    Red Rock State Park in Sedona (110 miles) is an open-sky theatre of fabulous rock formations. Sprawled across 286 unspoiled acres, this popular park is the perfect starting point for hiking, picnicking, bird watching and photography.

    Cathedral Rock

    Cathedral Rock

    Cathedral Rock in Sedona is 110 miles away and offers a great hiking trail for the adventurous. Cathedral Rock, also known as 'Lovers', was thought to be created by the Great Spirit. A couple of lovers, who always argued, were asked by Him to look around at the beautiful surroundings and count their blessings. The couple was believed to never argue thereafter and stands in perfect harmony.

    Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

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