Fraud 101 for Compliance Professionals

Instructor: Richard Cascarino
Product ID: 703687
  • Duration: 90 Min

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Nov-2014

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367


Read Frequently Asked Questions

This course will highlight best practices for mitigating the risk of fraud penalties. It will include discussions on creating an effective fraud prevention program, fraud reporting and whistleblowing, planned investigation processes to deter fraud, and identifying causes for anti-fraud program failure.

Why Should You Attend:

This webinar will detail best practices to ensure compliance personnel are aware of the fraud risk opportunities within an organization. It will also discuss the responsibilities of management in setting the tone at the top and auditors in ensuring adequacy and effectiveness of internal controls. The role of ethics within an organization as a fraud deterrent will be examined together with the establishment of an effective anti-fraud program.

The instructor, a renowned professional in international auditing circles, will provide insights on implementing an effective compliance and ethics programs to prevent internal fraud. He will also overview establishing a strong anti-fraud program that comply with all federal laws and regulations.

Learning Objectives:

The webinar will train participants on:

  • Areas of responsibilities
  • Fraud risk approaches
  • Proving a case and recovering assets

Areas Covered in the Webinar:

  • Fraud and who commits fraud
  • Implementing elements of an effective compliance and ethics programs
  • Mitigating the risk of fraud penalties
  • Identifying reasons for anti-fraud program failure
  • Red flags and how to create an effective fraud prevention program
  • Audit responsibility for fraud detection
  • Risk approaches to fraud auditing
  • A planned investigation process to deter fraud
  • Establishing a strong anti-fraud program that comply with all federal laws and regulations
  • Fraud reporting and whistleblowing
  • Management responsibilities and reactions to fraud
  • The auditor in court

Who Will Benefit:

  • Compliance professionals
  • Internal and external auditors
  • Risk managers
  • Security officers and executive management
  • Employees with a duty to prevent internal fraud
  • Supervisors
  • Fraud examiners
  • Audit management personnel

Instructor Profile:

Richard Cascarino, MBA, CIA, CISM, CFE, is well known in international auditing circles as one of the most knowledgeable practitioners in the field. Mr Cascarino is principal of Richard Cascarino & Associates, a highly successful audit training and consultancy company.

He is a regular speaker in national and international conferences and has presented courses across Africa, Europe, the Middle East and the USA. He has served as president of the Institute of Internal Auditors in South Africa, was the founding regional director of the Southern African Region of the IIA-Inc, and is a member of ISACA and the Association of Certified Fraud Examiners.

Mr Cascarino is chairman of the risk and audit committee of the Department of Public Enterprises in South Africa and chairman of the Audit Committee of Gauteng Cluster 2 (Premier's Office, Shared Services and Health).

Topic Background:

With the increasing growth of internal fraudulent activities within the business world it has become essential that compliance professionals are aware of the risks of such frauds and the responsibility areas for those tasked with prevention and detection of fraud. Ensuring that corporate ethical codes enhance the effectiveness of anti-fraud programs is critical to reducing occurrences of internal fraud within the organization.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

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