Reduce the cost of Sarbanes Oxley Compliance using Control Automation

Instructor: Arthur Stewart
Product ID: 700068
Training Level: Basic to Intermediate
  • Duration: 60 Min

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367


Read Frequently Asked Questions

This Sarbanes Oxley Compliance (SOX) training is targeted at compliance and risk managers who are looking to leverage leading technology to increase quality and reduce the costs of compliance and process management.

Why Should You Attend:

Streamlining controls and control tests by implementing effective, reliable automation can significantly increase the quality and confidence of these programs while decreasing risk, human resource requirements, valuable time and associated costs.

World-class compliance, risk management and process owners realize that automating controls is the logical next step in reducing the ongoing costs of Sarbanes-Oxley and other compliance mandates. Sarbanes Oxley for example, demands ongoing and repetitive testing of financial reporting related controls:

  • Greater than 50% of 404/302 costs are control testing
    - Costs Are Repetitive and Ongoing
  • Large percentage of testing is manually intensive and IT dependant
    - Largely a process of manual evaluation of data collected from existing ERP and BI functions and reports
  • Resources are limited and coverage is difficult
    - Simply not enough affordable man hours to perform all the tests (expensive in sourcing)
  • Constraints force
    - Small sample sizes / Infrequent tests
    - Tight turn around / Stressful remediation
  • Problems grow multi-fold with complex org-structures and IT assets
    - Multiple ERP systems (Oracle, SAP, PeopleSoft, Other and Niche applications)
    - Database, non-database and unstructured information

This session is targeted at compliance and risk managers who are looking to leverage leading technology to increase quality and reduce the costs of compliance and process management. The format of the session will be a presentation, followed by Q&A. Many examples will be used during the course of the presentation. In the presentation, we will present examples of continuous and proactive controls / tests which can:

  • Increase control coverage and quality
  • Lower Testing Related Man Hours / Costs
  • Perform more frequent testing with higher sample sizes without systems degradation
  • Free up resources to focus on other areas
  • Consistently implement controls / tests across multiple and divergent platforms

Who Will Benefit:

  • Compliance Management Professionals
  • Process Owners
  • Internal Audit Professionals
  • Quality Analysts
  • IT Support personnel for Compliance and Risk Management Programs

Instructor Profile:

Arthur Stewart, Partner, Greenlight Technologies Inc. He brings over twenty years of process / control automation and business intelligence applications development experience, six years serving the top ranks of Ernst & Young, developing audit, risk assessment, internal control, knowledge bases and other governance related applications and services.

    Awarded Ernst & Young

    Follow us :
Computer System Validation - Reduce Costs and Avoid 483s
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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email call +1-888-717-2436 (Toll Free).

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