Three Key Risk Assessments in Your ERM Program - ERM, IT, and Internal Controls


Instructor: Marci Malzahn
Product ID: 705777

  • Duration: 90 Min
This risk assessment webinar will discuss how to do perform risk assessments for ERM, IT and Internal control function of your organization. Attendees will learn how to create/develop risk assessments, how to complete the ERM Risk Assessment using the ERM Risk Assessment Matrix. And how to complete the general IT Risk Assessment as well as a thorough Risk Assessment for your Internal Controls.
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Why Should You Attend:

Risk Assessments are at the core of the ERM Program. Financial Institutions need to conduct Risk Assessments in multiple areas. In this session, we focus on three key risk assessments.

This webinar will explain step-by-step process to develop strong Risk Assessments to address key areas of your institution. Then the presenter will specifically focus on three key Risk Assessments you must have as critical components of your ERM Program: the Enterprise Risk Management Risk Assessment, Information Technology Risk Assessment, and the Internal Controls Risk Assessment. You will walk away with practical tools and examples you can implement in your organization immediately.

Learning Objectives:

  1. Quick overview of ERM key definitions and the three ongoing phases
  2. Learn about the Risk Assessment Process and key steps
  3. How to identify and assess your bank’s risks using the ERM Risk Assessment Matrix
  4. Characteristics of Risk Assessments based on industry best practices
  5. How to develop appropriate Risk Assessment Criteria
  6. How to prioritize your bank’s risks once identified
  7. What is the Risk Assessment System (RAS)
  8. A quick overview of Model Risk Management
  9. How to complete the IT Risk Assessment
  10. How to complete the Internal Controls Risk Assessment

Areas Covered in the Webinar:

Part I:

  • ERM quick overview of key definitions
  • Three Key Phases of ERM and how Risk Assessments fit in
  • The Risk Assessment Process
  • Risk Assessment System (RAS)
    • CAMELS Rating and How They Relate to Risk Assessments
    • Top 8 Risks and Other Important Risks to Assess
  • Annual Risk Assessments recommended and Areas Assessed
  • ERM Risk Assessment Matrix – Will complete several of the major risks

Part II:

  • Information Technology areas that need to be assessed
  • Information Technology Risk Assessment
    • Definitions
    • Categories Included
  • Complete example of the IT Risk Assessment using Template

Part III:

  • Internal Controls Risk Assessmen
    • List of Areas Assessed
    • Categories included
  • Complete example of several Areas Assessed using Internal Controls Risk Assessment Template

Who Will Benefit:

  • Risk Managers
  • Chief Risk Officers
  • Compliance Officers
  • Chief Operating Officer
  • Chief Credit Officer
  • Internal Auditors
  • Risk management team
Instructor Profile:
Marci Malzahn

Marci Malzahn
Founder and President, Malzahn Strategic

Marcia (Marci) Malzahn is the president and founder of Malzahn Strategic, a community bank consultancy focused on strategic planning, enterprise risk management, and talent management. Marci has 23 years of banking experience, the last ten as the EVP/CFO/COO of a community bank she helped start where she oversaw all the bank operations areas, including finance, IT, compliance, internal audit, deposit/loan operations, office management, risk management, and HR. In her last year as EVP/COO/CRO, Marci created and focused on the bank's risk management program. She was also the corporate secretary of both the holding company and the bank.

Before starting the bank in 2005, Marci took a detour from banking for five years and worked for a $34 million revenue non-profit organization where she led IT, HR and Finance. Marci's extensive experience in banking infrastructure and her passion to help other banks succeed led her to establish Malzahn Strategic in 2014.

Marci is the recipient of a number of professional awards, is a published author of three books and an international bilingual professional speaker, speaking frequently at banking conferences and associations as well as webinars. Marci holds a B.A. in business management from Bethel University and is a graduate of the Graduate School of Banking in Madison, Wisconsin.

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Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).




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