Oversight of Investment Advisers Leads to New Rules Proposed by the SEC

• Date: November 23, 2010
• Source: Admin

Investment advisers previously omitted in the Securities and Exchange Commission (SEC) horizon have come under the SEC scanner with new rules proposed. They are intended to strengthen this omission and fill key gaps in the regulatory landscape.

The Securities and Exchange Commission today voted to propose new rules to strengthen the SEC's oversight of investment advisers and fill key gaps in the regulatory landscape.